German Support for Syrian Refugees Essay

This work was produced by one of our professional writers as a learning aid to help you with your studies

Introduction

The migrant crisis caused by the civil war in Syria has been reported as causing a migration crisis for Europe (Troianovski, 2015; BBC News, 2015). It is forecast that in 2015, Germany, a country which has a compassionate history of welcoming refugees, will receive 1.5 million asylum applications, double the 2014 level (BBC News, 2015). With a record influx, the government has made a commitment to spend an additional ˆ6 billion to support the refugees; ˆ3 billion to aid with housing and a further ˆ3 billion for other expenses such as welfare benefits (The Guardian, 2015). These costs are being incurred while Germanys economy is in recovery following a recession and period of stagnation (Kollewe and Wearden, 2014), and critics are arguing that the refugees are a drain on the German economy (Froden, 2015; Scally, 2014). There is little doubt there are ongoing short term costs incurred providing for refuges; in addition to the 2015 refugee spending, the government has committed to provide an additional ˆ4 billion in 2016, allocating regional states ˆ670 per month for each refugee received (Reuters, 2015a). However, with initial estimates indicating only 450,000 expected arrivals (Reuters, 2015b), and economic forecasts indicating Germany could sustain an influx of up to 500,000 a year (Groden, 2015), the question becomes whether the support of the refugees is economically sustainable. In this context sustainability refers to the ability of the German government to continue with the current polices at the same level.

Short Term Sustainability

There are significant short term economic costs; in addition to the ˆ670 per refugee per month supplied by the Federal Government for 2016 there are the addition local costs (Reuters, 2015a). The refugees arrive with little or no personal possessions and many may need medical attention after a long and arduous journey, as well as accommodation (DW, 2015). The German municipalities receiving the refugees already faced a housing deficit; a recent report indicated at least 400,000 houses needed to be built each year (EurActiv, 2015). The increase in refugee arrivals exacerbates the existing deficit (EurActiv, 2015). Therefore, a significant short term cost is associated with the provision of emergency housing needs (Wagstyl, 2015). There are also welfare payments, education, and the costs of processing claims. A recent assessment has indicated the total cost for municipalities was approximately ˆ12,000 – ˆ13,000 per refugee per annum, including the direct and indirect costs such as housing, healthcare, and administration (CW, 2015). This appears to be a significant drain on the short term resources, and intervention of the Federal government with further aid indicates that the costs are not sustainable at municipal level (Reuters, 2015a).

The concept of the short term sustainability may also be impacted by public opinion, as the money provided comes from the public purse. In 2012 a survey of German nationals indicated that two thirds believe that migrants were a strain on the economy (Scally, 2014). This is often accompanied by local residents’ fears that migrants will take jobs from locals, driving down wages, as well as increased pressure on the public purse due to lower taxes, and increased demand for welfare payments to supplement low wages (Kerr and Kerr, 2013; Migration and Integration Research Department, (MIRD), 2005). If these perceptions are correct, then it would appear the current German policy towards refugees is unsustainable. However, the perceptions are not necessarily accurate. Therefore, it is necessary to look at the longer term economic impact of the refugees on Germany.

Long Term Sustainability

There is little disagreement that the refugees will cause short-term costs. However, while fears regarding the long-term cost of refugees and migrants were highlighted in past research, with the perceptions of an ongoing net cost, general research appears to indicate immigrants, including settled refugees, frequently make positive net contribution towards the economies in which they reside (Kerr and Kerr, 2013; Brucker and Jahn, 2011; MIRD, 2005).

The association with the short term situation of refugees, arriving with little, reliant on the goodwill of the state, is frequently assumed to continue (Jacobsen, 2005). However, after an initial settlement period, research indicates refugees are often positive contributors, finding long-term jobs and making net contributions towards the welfare state (Bonin, 2014; Jacobsen, 2005). In Germany, there are some additional long-term issues to consider. The existing German population is shrinking; Germany has one of the world’s lowest birth rates (Groden, 2015; Giugliano, 2015; Fitzenberger, Kohn, and Qingwei, 2011). This demographic pattern is leading to a disproportionate distribution of the population, with current official estimates indicating a shortage of younger workers to sustain the economy as older workers retire (Groden, 2015). Furthermore, the issue is not only a shortage of workers, but the crisis facing the budget and the state pension system. For example, it is forecast by 2060 there will only be two active workers to every one retiree (Groden, 2015). As the German pension system pays current pension claims out of current taxation, this exponentially increases the taxation burden on future generations (Evans, 2013). Therefore, the current demographic profile of Germany indicates that an influx of new young labour may prove significant in resolving an existing demographic imbalance in the current population (Groden, 2015).

The issue is not only the influx of the younger labour, but the type of labour entering the market; different workers may generate different levels of economic value based on their skills (Jacobsen, 2005). Where refugees arriving have few skills, they have few job opportunities, often entering into low paid jobs, generating lower levels of tax (Kerr and Kerr, 2013; Jacobsen, 2005). This scenario leads to concerns regarding job loses for nationals, low wages, and competition for low paying jobs resulted in declining wages (Papastergiadis, 2013; Jacobsen, 2005). Displacement of existing workers and lower wages may result in negative economic impacts, reducing aggregate income and the tax receipts. However, while this may be a problem with reference to some refugees, it does not necessarily apply to all, as many refugees may have economically valuable knowledge and skills, from engineers and technicians through to drivers, builders, and service professionals (Papastergiadis, 2013). In past research profiling Syrian refugees, it was found a significant level have a wide range of skills and experience, with approximately 46% classified as semiskilled, and 12% as skilled (ILO, 2013). From this profile, there is a great potential for many Syrian refugees to make significant long-term contributions towards, but there are some significant unknown variables, the potential value may be influenced by the skill levels of the refugees (Bonin, 2014).

In recent research undertaken by the Centre for European Economic Research for The Bertelsmann Foundation projections were made regarding the existing and potential impact of immigration on the German economy, bringing all these factors together, including the existing low birth rate, and consideration of the labour shortage and skills (Bonin, 2014). It was found that in 2012, the 6.6 million residents in Germany with foreign citizenship made a net contribution of ˆ147.9 billion surplus in taxes, after accounting for welfare transfers (Bonin, 2014). It was noted this surplus was created despite a substantially weaker position of the foreign nationals in the labour market, when compared to German nationals (Bonin, 2014), an assumption which may be directly comparable to the current Syrian refugee crisis. Importantly, when assessing the long-term sustainability, the study found Germany needed immigration. Without any further immigration budget deficits would rise significantly to a level equating approximately 146.6% of the GDP by 2060 (Bonin, 2014). This would equate to a requirement for additional lump-sum contributions of approximately ˆ1,082 per employee per year (Bonin, 2014). However, this deficit decreases with the presence of migrants (Bonin, 2014). It was estimated that if there were 200,000 immigrants per annum, where 20% of which had no skills, 50% medium skills, 30% high skills, rather than a deficit, the existing population would benefit by approximately ˆ406 per annum (Bonin, 2014). In addition, it was noted that despite these calculations, an annual net immigration of 200,000 people would not be enough to reduce the existing problems associated given the current population patterns and demographic changes (Bonin, 2014).

Therefore, it appears that not only is there the potential for the long-term policy for the Syrian refugees to be sustainable, but it would help to resolve an existing German problem (Groden, 2015; Bonin, 2014). Furthermore, when considering the long-term implications, it is not only the first migrant generation that should be considered, but the subsequent generations, where children gain a German education, skills, and themselves contribute towards the German economy, often gaining increased levels of skills compared to the previous generation, and gaining higher paying jobs (Papastergiadis, 2013). However, while it appears there may be some benefits, a greater insight to the outcomes and sustainability may be considered through an examination of previous experiences, looking at scenarios where Germany has already faced large influxes of refugees and migrants.

Past Experiences

Germany has a long history and culture of welcoming migrants and refugees. Drawing on past experiences may help to indicate the potential future outcomes.

An influx of migrants was seen following the collapse of the Berlin Wall. In 1990, a total of 397,000 people entered into Germany, 37% from the former Soviet Union, 34%, and 28% from Romania (Glitz, 2012). Notably, in the context of the Syrian refugees, all of these countries were relatively low income, with a generally lower skill profile (Glitz, 2012). Within a period of fifteen years following the fall of the Berlin wall, more than 2.8 million people had migrated to Germany (Glitz, 2012). These migrants were not refugees, but individuals wanting to live in Germany, often as a result of German heritage (Glitz, 2012). The strategy of the German government was similar to the current approach; with the migrants allocated across different regions (Glitz, 2012). In the short term, one of the fears regarding a greater prevalence to low skill work was observed, but it was also found that over time the level of skills of the migrant population increased, as in 1996 28.3% of the immigrant group were working in low skill occupations, but this decrease to 26.1% in 2001, with a corresponding increase in the semiskilled group, from 29% in 1996, to 31.5% in 2001 (Glitz, 2012).

A significant concern has been the impact on German nationals’ jobs. Increased participants in the workplace, resulting in increased competition for jobs is likely to result in a degree of displacement. However, displacement was not as heavy as may have been expected; for every ten jobs taken by immigrants, only 3.1 jobs for local German residents were displaced (Glitz, 2012). This displacement rate of 0.31 to 1, corresponds with previous research, when Campos-Vazquez (2008) found a displacement ratio of 0.3. Therefore, there is a net increase in jobs with job creation.

While there are jobs created, there was little evidence that the increase in the labour market resulted in any negative wage impacts, a finding which may have been influenced by the practice in German where wages are often determined through collective agreements (Glitz, 2012). However, Fitzenberger et al. (2011) did find a higher potential level of vulnerability to low wages for female workers in the non-unionised sectors. Likewise, small declines were found in the short term in the unskilled, non-unionised, labour market (De New and Zimmerman, 1994). However, while there were some wage decreases, the research of D’Amuri, Ottaviano, and Peri (2010) highlighted the fact that the wage decreases impacted primarily on the migrants, with little impact on native workers. Brucker and Jahn (2011), sought to create a general equilibrium model for integration across the entire economy, concluding that an increase of 1% in the labour force immigration would result in a wage decrease of 0.1%, research findings that were also aligned with international studies from areas such as United States and United Kingdom.

Overall, it has been concluded that this period of migration was beneficial. The MRID (2005) found that as a direct result of immigration in Germany, between 1988 and 2003, 85,000 new jobs were created, GDP was increased by 1.3%, and the public budget benefited from net contributions of between 25 million 35 million Deutschmarks per year.

Conclusion

The refugee crisis for Germany is creating short term costs, but may also create long-term benefits, with the potential for the refugees to become significant contributors to the economic well-being of Germany, increasing demand for goods and services, creating new jobs, as well as generating new tax revenues. This is particularly important for Germany, where there is an existing deficit due to the low birth rate, and recognise the need for immigration. Therefore, it may be argued that the current influx is beneficial, and that it is sustainable as current short-term costs may be seen as investment for the German future, to support not only self-sufficiency within the migrants, but the German economy as a whole.

References
BBC News, (2015), Germany faces 1.5 million asylum claims this year, from http://www.bbc.co.uk/news/world-europe-34442121
Bonin, H, (2014), The Fiscal Effects of Foreigners and Immigration in Germany, from http://www.zew.de/en/news/2817/the-fiscal-effects-of-foreigners-and-immigration-in-germany
Brucker, H, Jahn, E, (2011), Migration and wage-setting: Reassessing the labor market effects of migration, Scandinavian Journal of Economics, 113(2), 286-317
Campos-Vazquez, R M, (2008), The substitutability of immigrant and native labor: Evidence at the establishment level, Department of Economics, University of California, from http://doku.iab.de/fdz/events/2008/Vazquez2.pdf
D’Amuri, F, Ottaviano, G, Peri, G, (2010), The labor market impact of immigration in Western Germany in the 1990’s, European Economic Review, 54(4), 550-570
De New, J, Zimmermann, K, (1994) Native wage impacts of foreign labor: A random effects panel analysis, Journal of Population Economics, 7(2), 177-19
DW, (2015), Refugee crisis ‘to cost Germany 10 billion euros’ from http://www.dw.com/en/refugee-crisis-to-cost-germany-10-billion-euros/a-18696346
EurActiv, Morgan S, (trans.), (2015), Refugee influx tough on German housing market, from http://www.euractiv.com/sections/social-europe-jobs/refugee-numbers-tough-german-housing-market-317690
Evans, R, (2013), The Best Pensions in the World, The Telegraph, from http://www.telegraph.co.uk/finance/personalfinance/pensions/9902745/The-best-pensions-in-the-world.html
Fitzenberger, B, Kohn, K, Qingwei, W, (2011), The erosion of union membership in Germany: Determinants, densities, decompositions, Journal of Population Economics, 24(1), 141–6
Giugliano, F, (2015), A short-term burden, refugees may yet boost sagging EU economy, Financial Times, from http://www.ft.com/cms/s/0/6d9a2214-5df0-11e5-a28b-50226830d644.html#axzz3nyQvMBfSM
Glitz, A, (2012), The Labor Market Impact of Immigration: A Quasi-Experiment Exploiting Immigrant Location Rules in Germany, Journal of Labor Economics, 30(1), 175-213
Groden, C, (2015), Here’s why Germany is welcoming migrants with open arms, Fortune, from http://fortune.com/2015/09/08/germany-migrant-crisis/
International Labour Organisation (ILO), (2013), Assessment of the Impact of Syrian Refugees in Lebanon and the Employment Profile, from http://www.ilo.org/wcmsp5/groups/public/—arabstates/—ro-beirut/documents/publication/wcms_240134.pdf
Jacobsen, K, (2005), The Economic Life of Refugees, Boulder, CO, Kumarian Press
Kerr, S P, Kerr, W R, (2013), Economic Impacts of Immigration: A Survey, Working Paper 09-13, Boston, Harvard Business School, from http://www.hbs.edu/faculty/Publication%20Files/09-013_15702a45-fbc3-44d7-be52-477123ee58d0.pdf
Kollewe, J, Wearden, G, (2014), Eurozone growth figures: Germany narrowly avoids triple-dip recession, The Guardian, from http://www.theguardian.com/business/2014/nov/14/germany-france-eurozone-gdp
Migration and Integration Research Department, (MIRD), (2005), The Impact of Immigration on Germany’s Society, Nurnberg, Federal Office for Migration and Refugees
Papastergiadis, N, (2013), The Turbulence of Migration: Globalization, Deterritorialization and Hybridity, London, John Wiley & Sons
Reuters, (2015a), UPDATE 3-German government boosts funding to states for refugees, from http://www.reuters.com/article/2015/09/24/europe-migrants-germany-funding-idUSL5N11U30Z20150924
Reuters, (2015b), Berlin to double funding to states, cities to deal with migrants, from http://www.dw.com/en/berlin-to-double-funding-to-states-cities-to-deal-with-migrants/a-18512658
Scally, D, (2014), Germany’s foreign-nationals give more than they take, says report, The Irish Times,from http://www.irishtimes.com/news/world/europe/germany-s-foreign-nationals-give-more-than-they-take-says-report-1.2019357
The Guardian, (2015), Germany to spend extra ˆ6bn to fund record influx of 800,000 refugees, The Guardian, from http://www.theguardian.com/world/2015/sep/07/germany-to-spend-an-extra-6bn-to-fund-record-influx-of-800000-refugees
Troianovski, A, (2015), Migrant Crisis: Germany Gets Tough on Those Who Don’t Qualify for Asylum, The Wall Street Journal, from http://www.wsj.com/articles/migrant-crisis-germany-gets-tough-on-those-who-dont-qualify-for-asylum-1443133537
Wagstyl, S, (2015), European Refugee Influx Leads to Temporary Housing Bonanza, Financial Times, from http://www.ft.com/cms/s/0/668b4bd0-3b75-11e5-bbd1-b37bc06f590c.html

International Migration Promotes Economic Development

This work was produced by one of our professional writers as a learning aid to help you with your studies

This paper discusses the extent to which international migration is likely to promote economic development. International migration may be both outward and inward. The loss of nationals is sometimes referred to as the ‘brain drain’ and suggests the loss of younger, talented professionals who will not be contributing to domestic development, and who, in addition, have taken money out of the developing economy through investment in their education and training. These individuals may send remittances back to their home country, which may provide more income (and foreign currency) than lower paid domestic employment or unemployment, and they may also learn skills that they bring back to their country of origin. Generally, however, ‘brain drain’ is thought to be detrimental to the home economy. Developing economies may experience a temporary inflow of employees of multi-national corporations (MNCs) and workers with aid organizations, which will raise productivity by introducing skills and knowledge to the benefit of the host economy. The outcomes of international migration are presented as viewed from the standpoint of a developed country.

International migration is an integral part of income growth for all countries, and is an important part of migration in many less developed countries, with the numbers of people involved in international migration moving from around 80 million in 1965, to upwards of 185 million in 2005 (Taylor, 2006). As international migration is now widely understood to have the potential to contribute to development, most governments and policymakers are looking for ways through which its benefits can be maximized. Migration is shaped by both economic development and economic underdevelopment, with migration, in turn, shaping economic development. For less developed countries, this interdependence is of interest, as policies could be developed to enhance the potential for migration to contribute to economic development i.e., to use migration as a development tool, by, for example, reducing the costs of remittance transactions or by leveraging remittances so that more of the remittances can be used for improving welfare and stimulating investment in migration-source areas (Taylor, 2006).

This use of remittances as a development tool is of particular importance, as remittances (i.e., the transnational flow of money earned by migrants abroad) are a major global economic resource, with the value of remittances having doubled during the 1990s to well over $105 billion annually , which is twice the total level of international aid (Vertovec, 2007). Nowadays, with the realization that remittances are a major global economic resource, policymakers have come to realize that transnational ties condition migration, and so migrant transnationalism has been a subject of much research interest, with a recognition that circular migration (i.e., the movement of migrants to-and-fro between their homelands and their foreign places of work) could be a win-win situation for both sending and receiving countries, with receiving countries being able to deal with labour shortages, by using immigrant labour, and sending countries guaranteeing remittances to help with economic development (Vertovec, 2007).

The United Nations (2006) recognizes that the understanding of international migration and its connection to economic development might be best understood in terms of circular migration, stating, “the old paradigm of permanent migrant settlement is progressively giving way to temporary and circular migration”, with obvious potential for development in the sending and receiving countries that this type of migration offers, with the International Organisation for Migration (IOM) suggesting that circular migration is a development opportunity for those developing countries which send migrants, and that, as such, as part of a program for development, migrant receiving countries should allow repeat, temporary migrations and should also give incentives to migrants, such as allowing them to return to the same job (Vertovec, 2007).

A case study from Morocco illustrates this idea. Available evidence from Morocco shows that migration and remittances have improved living conditions and income levels in migrant-sending areas, which has transformed these areas in to prosperous areas that now attract internal ‘reverse’ migrants (de Haas, 2007). However, the idea of remittances as a panacea for development has not played out in Morocco, as there are several structural constraints to the development potential of these remittances, namely that the impacts of migration change with time and depend on the socio-ethnic origin of the migrants, some of which use the remittances to retreat from, rather than to invest in, economic activities at a local level, such that development in migrant-sending regions seems to be, at least in the Moroccan case, a pre-requisite for return to an area, and investment in that area, rather than a reason for migrating in the first place (de Haas, 2007).

Thus, international migration cannot be seen as a panacea for development, especially as the link between international, and internal, migration is not yet well understood : for example, whilst it is expected that stimulating remittances and promoting temporary and circular migration will enhance home country development, it is also recognised that economic – and human – development increases peoples capabilities, and their aspirations, and that, as such, circular migration can increase, rather than decrease, migration, at least in the short term, with remittances being complementary to migration in the long term (de Haas, 2006), especially as demand for both skilled and unskilled migrants is expected to be constant.

There are, therefore, no short-cut solutions to migration, and, as such, sustained immigration to developed countries, from less developed countries, seems likely. From the developed countries point of view, this is often welcome, as unskilled labour is necessary, hence the flow of such migrants, and because there is a large amount of brain drain that occurs in these countries, and thus a concomitant need for skilled migrants , leading to the suggestion that selective immigration policies should be put in place in order to attract the highly qualified workers that are needed in innovative industries (Straubhaar and Zimmerman, 1993), especially as the amount of immigrants employed in export-oriented, research-intensive is generally weak across the developed world (Zimmerman, 1996).

Certain economic models have led to the suggestion that migration leads to an overall decrease in wages, and thus that migration leads not to economic development, in the host developed country, but rather to economic downturn. The new economic geography (see Fujita, Krugman and Venables, 1999) looks at the relative performance of regions in the presence of imperfect competition (i.e., scale economies and costs to trade and transport), and by incorporating these models in to classical models, such as the labour-flow approach, has shown that there is no consistent evidence that immigration causes a decline in wages and increasing unemployment in the receiving country, especially as unskilled labour by immigrant workers can provide complements to home labour, moderating unemployment problems, often independently of trade union wage flexibility conditions (Bauer and Zimmerman, 1997b). Thus, it is currently hypothesized that international migration, to developed host countries, is a beneficial process that can provide necessary labour to cover labour shortages.

Looking at international migration through the neo-classical/labour-flow approach, under which migration is viewed from the perspective of labour market disequilibrium, from a demand perspective, small firms are proliferating in developed countries, due to the increase in entrepreneurial activity, and, as such, there is an increasing demand for skilled workers to fill sub-contracting arrangements, for example, although issues of citizenship can complicate the ability of immigrants to obtain, and to keep, such positions. Looking at migration from the perspective of human capital modeling, however, under which individuals calculate their present discounted value of expected returns in every potential location (see Sjaastad, 1962), the net gains to a migrant are the increase in salary minus the costs of migration, with the ultimate decision to migrate being based on this calculation and individual characteristics, with younger, single, individuals more likely to migrate than older individuals. Decisions to migrate are thus based on individual characteristics, and skills, and on the prevailing economic forces, both in the sending and receiving countries, aswell as there being a strong evidence of networks of migration, as migrants follow other migrants, for potential support networks, for example, which leads to self-perpetuation of migration as migration becomes easier for subsequent migrants, leading to a higher net return to mobility and an increasing probability of migration (Bauer and Zimmerman, 1997a).

Thus, international migration is a many-faceted process, affecting both receiving and sending countries in ways that are not yet fully understood. What is understood is that, in some way, the gains from international migration can be used as a development tool for benefiting the less developed sending countries economies, in terms of the remittances that are sent home and the positive ways in which these remittances can be put to use by the families of the migrants still at home. This, in turn, can lead to local economic upturns, which can cause internal migration to these areas, which, in turn, can lead to less international migration from these areas. The actual effects of remittances on internal migration are complicated, and have been little studied (although see de Haas, 2007).

The concrete effects of international migration on the receiving countries depends on the economic situation of the receiving country and the type of labour that is being offered i.e., skilled or unskilled, and, in some respects on the type of model that is used to describe the situation. In some cases, migration of unskilled workers is seen as beneficial, by causing an overall increase in wages and by decreasing unemployment. In addition, the replacement of skilled workers who have left the country by skilled migrant workers can offer direct and indirect economic benefits: a concrete example of this would be the NHS setting in the UK, in which a large percentage of nurses and doctors are now skilled migrant workers, who, it is argued, keep the NHS running and therefore keep the workforce of the UK in work, and at work. Thus, the effects of international migration on the receiving country are many-faceted, depending on the economic situation of the country, the skills possessed by the presenting immigrants, and to a great extent on the policies regarding citizenship and immigration that are present in the receiving country.

Thus, on the issue of international migration and economic development, the only statements that can be made with certainty are that remittances are a huge global economic resource and that immigration is here to stay, as individual citizens of all types of countries (developed or less developed) assess their personal situations and decide, for themselves, that migration to a different country offers them, and their families, better economic prospects.

References
Bauer, T. and Zimmerman, K.F., 1997a. Network migration of ethnic Germans. Discussion Papers in Economics 87. Nuffield College, Oxford.
Bauer, T. and Zimmerman, K.F., 1997b. Looking South and East: labour market implications of migration in Europe and developing countries. In Memedovic, O et al. (eds.), Globalisation of Labour Markets: Challenges, Adjustment and Policy Response in the EU and Less Developed Countries. Kluwer.
Borjas, G.J., 1994. The economics of immigration. Journal of Economic Literature 32, pp.1667-1717.
Bosworth, G., 2006. Counter-urbanisation and job creation: entrepreneurial in-migration and rural economic development. Centre for Rural Economy Discussion Paper Series No. 4.
Cutler, H. and Davies, S., 2007. The impact of sector-specific changes in employment on economic growth, labour market performance and migration. Journal of Regional Science 47(5), pp.935-963.
De Haas, H., 2006. Turning the tide? Why ‘development instead of migration’ policies are bound to fail. International Migration Institute Working Papers No. 2, University of Oxford.
De Haas, H., 2007. The impact of international migration on social and economic development in Moroccan sending regions: a review of the empirical literature. International Migration Institute Working Papers No. 3, University of Oxford.
De Wind, J. and Holdaway, J., 2005. Internal and international migration in economic development. UN Fourth Coordination Meeting on International Migration.
Faini, R., de Melo, J. and Zimmerman, K.F., 1999. Migration: the controversies and the evidence. Cambridge University Press.
Oded, S., 1991. The migration of labour. Blackwell.
Ostergaard-Neilson, E., 2003. International Migration and Sending Countries: Perceptions, Policies, and Transnational Relations. Palgrave MacMillan.
Ozden, C. and Schiff, M., 2005. International migration, remittances and the brain drain. Palgrave-McMillan.
Saracoglu, D.S. and Roe, T.L., 2004. Rural-urban migration and economic growth in developing countries. 2004 Meeting Papers for the Society for Economic Dynamics, No. 241.
Simon, J., 1989. The economic consequences of immigration. Blackwell.
Sjaastad, L.A., 1962. The costs and returns of high migration. Journal of Political Economy 70, pp.80-93.
Skeldon, R., 1997. Migration and development: a global perspective. Addison-Wesley.
Strauber, T. and Zimmerman, K., 1992. European migration: a common policy? Centre for Economic Policy Research Discussion Paper No. 641.
Straubhaar, T. and Zimmerman, K.F., 1993. Towards a European migration policy. Population Research and Policy Review 12, pp.225-241.
Taylor, J.E., 2006. International Migration and Economic Development. UN International Symposium on International Migration and Development.
United Nations, 2006. International Migration and Development: Report of the Secretary-General. New York: United Nations General Assembly.
Vertovec, S., 2007. Circular migration: the way forward? International Migration Institute Working Papers No. 4, University of Oxford.
Zimmerman, K.F., 1992. Migration and Economic Development. Springer.
Zimmerman, K.F., 1994. European migration: push and pull. Proceedings Volume of the World Bank Annual Conference on Development Economics, supplement to the World Economic Review and World Bank Research Observer.

Economic Impact of the Rugby World Cup 2015 for England

This work was produced by one of our professional writers as a learning aid to help you with your studies

Introduction

Despite widespread publication of a positive economic impact resulting from the Rugby World Cup in 2015, issues such as overspending, forecasting accuracy, and the focus of the reporting itself, suggests there are also factors which may materially reduce the overall impact. Because of this, it is possible the widely publicised outlook for this event is overly optimistic. This report will critically analyse the direct, indirect and induced economic impact of the Rugby World Cup 2015 for England. Beginning with a summary of the economic impact, issues will then be examined with reference to the stated impacts, relevant literature, and comparable events around the world such as previous Rugby World Cups. The analysis concludes that the economic impact of the 2015 Rugby World Cup, while sizeable, may not be as significant as predicted.

Summary of Economic Impacts

A report by Ernst & Young forecasts a number of economic benefits to the 2015 Rugby World Cup, including over $2 million in economic output, and a direct boost to GDP of $463 million (Arnold and Grice, 2015; summarised in Table 1). Media promoting these benefits is widespread, with the Ernst & Young report often cited to describe and support the positive impacts of the 2015 Rugby World Cup. The many media examples include Bergson (2015), Menary (2015), and Wilson (2015). Due to the credibility of the financial services firm Ernst & Young (Aubin, 2012), as well as the wide-spread publication of these results, the economic impact by Arnold and Grice (2015) will be used as the basis for this analysis, as summarised in Table 1.

Contribution TypeImpact CategoryImpact SourceAmount (millions)
OutputDirect

Visitor Spend

Ticket revenue (international)

Infrastructure investment

Fanzone spend

Stadia spend

$869

$68

$85

$5

$13

Indirect and induced $1,165
GDPDirect

Visitor spend

Ticket revenue (international)

Infrastructure contribution

Fanzone spend

Stadia contribution

$391

$29

$35

$2

$6

Indirect and induced $518

Table 1. Summarised from Arnold and Grice (2015, pp18-20)

For the purpose of this analysis, direct impact is considered to be initial spending stimulus arising from the event, including infrastructure expenditure and ticket revenue. Indirect economic impacts result from transactions that occur as a result of the initial spending, such as additional tourism expenditure in other areas. Induced impacts are the result of increased consumer spending due to higher income, such as greater support for sports and health overall. These definitions are outlined by Saayman and Saayman (2012, p223) and are consistent with the examples provided in the report by Arnold and Grice (2015).

Support and improvements for the Forecasted Economic Impact
Financial Stimulus

The publicity of a major sporting event is said to improve the local brand overall, resulting in additional foreign investment, including business and tourism. While arguably temporary, this publicity can stimulate activity during a time of economic slowdown, which in turn creates indirect economic impacts such as increased demand for manufacturing, and induced effects such as higher overall employment, in particular in the hospitality industry (Arnold and Grice, 2015; Statistics New Zealand, 2012).

While purely financial transactions are not included as part of GDP increases (McConnell et. al, 2010), some GDP growth may occur on the back of a strong financial market, driven by the Rugby World Cup. Increased publicity for the host country, coupled with high consumer excitement and mass sponsorship exposure may explain why share prices tend to improve during mass sporting events.

For example, during the 2013 Wimbledon, the 10 largest listed companies in Scotland experienced a 7.5% increase in share price, while the FTSE100 increased by 5.1% (Thanapathy, 2015). In addition, the first trading week following the announcement of a significant sponsorship agreement saw sponsoring companies in the U.S.A. experience significant share price gains (Harrow and Swatek, 2011). While not mentioned in the report by Arnold and Grice (2015), an induced economic impact to the Rugby World Cup may be increasing investment in additional goods and services, as business confidence increases due to the strong financial market.

The Multiplier Effect and Social Good

An additional contributor to GDP and output is the result of the multiplier effect, that is, the increase in investment bringing about a disproportionate increase in GDP via spending and re-spending (Saayman and Saayman, 2012; McConnell et. al, 2010). The multiplier effect during an event such as the Rugby World Cup is likely to be significant, not only through increased consumer and business spending, but in areas such as an increased interest in sports, which in turn encourages a higher focus on public health overall.

The social benefits of large sporting events are evident in the Comrades Marathon, where induced economic impacts included the benefits of increased income and spending reaching the poor. Saayman and Saayman (2012) note that their findings regarding the social benefits of the Comrades Marathon are consistent with broader literature, which also finds the economic impact of large scale sporting events reaches both rich and poor. Thus the direct impact of increased output and income generated by the Rugby World Cup is likely to increase GDP more than the initial investment, creating indirect and induced impacts via the multiplier effect.

Including both Domestic and International spend

When measuring economic impact, Arnold and Grice (2015) exclude domestic spend on sporting events because, it is argued, this money would remain in the economy regardless, being spent elsewhere if not on the Rugby World Cup. However, domestic spend may also be relevant as this recreational income could easily be spent in a different economy, were it not for this event (Saayman and Saayman, 2012).

Given the proximity of England to European destinations, and the cultural relevance of Soccer in England and Europe (Gibbons, 2014), it is likely that English income would be spent in other countries if the Rugby World Cup was held elsewhere – either to another destination for a holiday, or to the country hosting the World Cup. During the 2011 Rugby World Cup in New Zealand, the second most popular tourist origin was direct from the U.K.; a significant number of additional sports tourists from the U.K. arrived via Australia (Statistics New Zealand, 2011). Thus both domestic and international expenditure on the Rugby World Cup 2015 is significant.

Amending visitor and ticket revenue, and revenue derived from food and beverages, to include domestic consumers may be more accurate than focusing solely on additional international income. New Zealand, for example, note an increase in domestic household spending during the Rugby World Cup 2011, driven primarily by food and beverage, in addition to international spend (Statistics New Zealand, 2011). Similar to the Canadian analysis of Sports Tourism, domestic income may be included on a separate line for clarity and completeness (The Outspan Group Inc, 2009).

While this may serve to increase forecasted output by increasing overall predicted spend, as discussed under ‘Forecasting Ticket Sales’, it is also possible that international spend reduces the economic impact of domestic expenditure in some areas, as the two may net each other out.

Limitations and Challenges to the Forecasted Economic Impact
The tendency to over-estimate

Historically, the economic impacts of sporting events have been overestimated by host countries (Leeds and Von Allmen, 2008; Horrow and Swatek, 2011). For example, the economic impact of the 2002 World Cup fell significantly short of the estimated $31 billion (Leeds and Von Allmen, 2008). While GDP and consumption was affected during the 2011 Rugby World Cup, New Zealand reports that it “did not contribute to the New Zealand economy, as measured in the BoP and national accounts” (Statistics New Zealand, 2011).

The Super Bowl XL publicised an economic impact of $300million on the back of sports tourism exceeding expectations, however figures later released by the Michigan Department of Treasury suggest the actual economic impact was negligible (Horrow and Swatek, 2011). It is thus highly possible that the economic impact for England has been similarly over-estimated.

Economic Impact Intention

As a general rule, economic impact reports measure total, as opposed to net, activity or income (Saayman and Saayman, 2012), and for this reason may appear overly positive compared to more balanced analyses, such as cost-benefit, where expenditure as well as income is considered.

While economic impact is sometimes defined as net benefit (Crompton, 2006 in Saayman and Saayman, 2012), the more widely accepted definition is “monetary payments as they move through a regional economy” for the purpose of measuring the impact of an event as it relates to that economy (Tyrrrell and Johnston, 2006, p3).

While omitting additional costs is technically correct, it can seem misleading in journal articles written for the general public, who may be unaware of these definitions. The article by Menary (2015), for example, presents an unrealistically optimistic view of the financial viability of the Rugby World Cup, as the public is only made aware of gains. Direct economic impacts, such as the $68 million in ticket revenue noted in the report by Arnold and Grice (2015) may return a far lower figure once additional costs such as administration have been taken into account. It is possible that GDP and output will increase by the stated amounts, however for a complete picture, more than the standard economic impact should be considered.

Forecasting: Ticket Sales as Incremental Income

It is possible that locals would attend the Rugby World Cup in place of tourists, were it not for the “influx of football fans” (Leeds and Von Allmen, 2008, p233) – a possibility that nets out the impact of international spend on tickets to some degree, since the international income is replacing local income – not adding to it. Further understanding local activity – the propensity to travel and attend local events – is therefore vital in understanding the true economic impact of international spending during the Rugby World Cup in 2015. As noted by Saayman and Saayman (2012, p232): “in order to increase the economic benefit of the event, expanding both these markets might be worthwhile”.

Further, one way Arnold and Grice (2015, p8) forecast ticket revenue and consumer interest is by measuring the historic percentage of seats filled during World Cup Events. While these percentages have hovered around 95% for the past two events, it is not known how many of these tickets were paid for, given away, or scalped. In the 2000 Olympics, for example, questions were raised regarding the distribution of tickets to sponsors and hospitality companies, while in the 2012 Summer Olympics, London began distributing free tickets to fill stadiums during events (Freid et. al., 2013). Predicting public interest is not as simple as measuring seats filled, and it is possible that increased output as a result of tickets sales is overstated.

Timeframe: Impact of one-off vs repetitive events

A number of impact drivers for the 2015 Rugby World Cup are short-term, which may help explain why the estimated benefits, in particular the induced benefits and assumptions regarding the multiplier effect, may be overstated. While regular, local events use existing infrastructure, require lower levels of investment, and have ongoing effects (Higham in Ritchie and Adair, 2004, p135), it is possible that larger events experience more temporary economic impacts, as the related investment is for a unique, rather than an ongoing, event.

In Japan, for example, Saitama currently spends nearly $4 million per year maintaining a stadium built to host the 2002 Rugby World Cup, despite the venue now only drawing around 20,000 spectators for local sporting events (Leeds and Von Allmen, 2008). In the U.S.A., an “abundance of abandoned and crumbling sports places” exist, many less than 20 years old (Horrow and Swatek, 2011, p3). As noted above under ‘The Tendency to Overestimate’, New Zealand experienced increased economic activity during the Rugby World Cup in 2011; however the long term impact was not as significant (Statistics New Zealand, 2011).

When measuring the economic impact in England, Arnold and Grice (2015, p11) refer to an induced economic impact of further investment on the back of “a lasting legacy for the sport”. In addition, infrastructure investment is listed as the second most influential direct economic impact. However, given the results in New Zealand, the U.S.A., Japan and Korea, and the nature of large, relatively infrequent sporting events, it is possible these benefits have been overstated, particularly in the long term.

Conclusion

In conclusion, it is likely the economic impact of the 2015 Rugby World Cup, as outlined by Arnold and Grice (2015), is a good overview. Increased economic activity leads to direct impacts including increased output and GDP driven by higher foreign and corporate investment, such as sports tourism and corporate branding respectively. Indirect impacts include high intermediary activity, including increases in the hospitality industry and spend on food and beverages, while induced benefits are as far reaching as social support driven by higher consumer income and the multiplier effect.

While these impacts are positive, it is believed the magnitude of the results have been exaggerated, due to limitations including the tendency of host countries to overestimate the impact of sporting events, and the temporary effects of short-term events – even those as large as the Rugby World Cup. Further, due to the scope of an economic impact statement, many costs have gone unmentioned, creating a disproportionate impression of gains and optimism.

References
Aubin, D., 2012, ‘Ernst’s revenues rise 6.7 percent on advisory growth’, Reuters, Available through http://www.reuters.com/article/2012/10/01/us-ernst-revenues-idUSBRE8901GS20121001
Bergson, Z. 2015, ‘Sports and Money: Economic Impact of the Rugby World Cup’, National Centre for Business Journalism, Sept 14 2015, Available through https://businessjournalism.org/2015/09/sports-and-money-economic-impact-of-the-rugby-world-cup/
Arnold, P. and Grice, M., 2015, ‘The Economic Impact of the Rugby World Cup 2015’, Ernst & Young, Available through http://www.ey.com/Publication/vwLUAssets/EY-rugby-world-cup-final-report/$FILE/EY-rugby-world-cup-final-report.pdf
Freid, G., DeSchriver, T. and Mondello, M., 2013, Sports Finance, 3rd Ed., U.S.A.: Human Kinetics
Harrow. R, and Swatek, K., 2011, Beyond the Scoreboard, U.S.A.: Human Kinetics
Gibbons, T., 2014, English National Identity and Football Fan Culture, Surrey: Ashgate Publishing Ltd.
Leeds, M. and Von Allmen, P., 2008, The Economics of Sports, 3rd ed., Boston: Pearson
McConnell, C, Brue, S, Flynn, S. and Barbiero, T., 2010, Macroeconomics, 12th ed., Canada: McGraw Hill Ryerson
Menary, S. 2015, ‘Rugby to prove lucrative game as World Cup kicks off’, The National: Business, Sept 17 2015, Available through http://www.thenational.ae/business/economy/rugby-to-prove-lucrative-game-as-world-cup-kicks-off
Outspan Group Inc, The., 2009, The Economic Impacts of Cultural and Sport Tourism in Canada 2007, Amherst Island: The Outspan Group Inc.
Ritchie, B. and Adair D. (eds)., 2004, Sport Tourism: Interrelationships, Impacts and Issues, U.K.: Channel View Publications
Saayman, M. and Saayman, A., 2012, ‘The Economic Impact of the Comrades Marathon’, International Journal of Event and Festival Management, Vol3 (3), 05 Oct 2012, pp220-235
Statistics New Zealand, 2011, ‘Impact of the Rugby World Cup in New Zealand’s macro-economic statistics’, Statistics New Zealand, Available through http://www.stats.govt.nz/browse_for_stats/economic_indicators/NationalAccounts/impact-of-rugby-world-cup.aspx
Thanapathy, S. 2015, ‘Off the Pitch: The winners and losers of the Rugby World cup’, Australian Times: Sport, 25 Sept 2015, Available through http://www.australiantimes.co.uk/off-the-pitch-the-winners-and-losers-of-the-rugby-world-cup/
Tyrrell, J. and Johnston, R., 2006, ‘The Economic Impact of Tourism’, Journal of Travel Research, Vol. 45, Aug 1 2006, Available through Deep Dyve at https://www.deepdyve.com/lp/sage/the-economic-impacts-of-tourism-a-special-issue-RCkCF7L8ja?articleList=%2F
Wilson, B. 2015, ‘Rugby World Cup a global game changer, says RFU’s Ritchie’, BBC News: Business, 24 Sept 2015, Available through http://www.bbc.com/news/business-34130763

Promotion and Management of Economic Development

This work was produced by one of our professional writers as a learning aid to help you with your studies

This essay discusses the ability of the governments in developing countries to promote and manage economic development. In essence, the essay discusses the fact that the governments of developing economies understand the problems they face and have a set of priorities, and that the heads of government may have personnel educated and trained abroad who are familiar with recent economic thinking, plus the possibility of support from international institutions. However, they may lack the resources to implement policy, elements of the economy may be outside their control, they may have corrupt bureaucracies, may lack competence at different levels of government and may set anti-developmental priorities. In addition, the problems they face in managing their economic development may be the result of external factors beyond their control, and the narrow base of the economy may make them very susceptible to external shocks. In addition, policies once implemented may face conditions, either internal or external, which cause them to fail. In general, the essay considers that East Asian economies supply examples of competent economic management, while sub-Saharan Africa has a record of failed economic management.

Africa has heard calls for democracy for many decades, both from internal and external sources, and due to external and internal factors (Darga, 1997), however, especially in this climate, where nations go to war in the name of fighting for democratization, it is important to realise that governance and democracy are not the same thing. Governance, i.e., governing the people in a responsible manner which leads to equal economic prosperity for all inhabitants, is not the same as democracy, which can be defined, in its simplest terms, as “rule by the people”, and these two ideas have very different practical applications and outcomes, although they are interrelated, and both have emphases which can be political or economical. The World Bank defines governance as “the manner in which power is exercised in the management of a country’s economic and social resources for development” and it is under the terms of this definition that the present essay shall move forwards, even though this definition does not specify that democracy is a pre-requisite for governance.

As can be seen from any analyses of the present state of the economies of these two continents, Africa and East Asia are at very different developmental stages, in terms of social, economic and also political development, perhaps because, in Africa (for example, Zimbabwe), leaders have often failed to deliver on their promises for enhanced economic performance, with changes of regimes also failing to improve economic or social conditions; on the other hand, in East Asia, for example, in Japan, which came very late to industrialisation, under a Western framework, a market system was created which has led to sustained economic success for this economy. Further examples from East Asia, such as Taiwan and Korea show that strong governance, in the formation of rent creating avenues, such as fiscal incentives and protection and promotion, can lead to the formation of an environment that is conducive to private investment, which propels the country to economic success (Darga, 1997). Thus, governance is of fundamental importance to the economic success of a nation, and nations without strong governments cannot promote and manage economic development, at least not in the long-term.

Thus, the need for positive governance is fundamental, in terms of developing architectures which allow future economic prosperity, but it can be seen, across the less developed world, that even if the governments of developing economies understand the problems they face and have a set of priorities for tackling these problems, and even if those heads of government are assisted by personnel who have been educated and trained abroad and who are familiar with recent economic thinking, these governments may well lack the resources to implement policy, elements of their economy may be outside their control, they may have corrupt bureaucracies, they may lack competence at different levels of government and may set anti-developmental priorities. In addition, the problems they face in managing their economic development may be the result of external factors beyond their control, such as payments to impossible external debts, and, as such, the narrow base of the economy may make the country very susceptible to external shocks.

A case in point here to illustrate this is Colombia. Colombia is very rich in natural resources, and indeed the government has just begun the process of privatizing its oil resources, through Ecopetrol, but the country has massive external debts, which cripples its economic structure (Solimano, 2000). In addition, the country is beset by other problems which do not allow progress in economic development: it is in the middle of a civil war, between left-wing guerrillas (the FARC and ELN) and the right-wing paramilitaries, said to have been formed as counter-guerrilla movements by the current President, Alvaro Uribe (Solimano, 2000). On top of this, which does not allow the country to flourish, economically, as many people who are able to work cannot do so due to the fighting in large parts of the country, or due to the fact that working in the illegal drugs industry is more lucrative when you need to feed your family, the country is being coerced in to signing a free-trade (the TLC) agreement with the United States, which, under the guise of ‘free trade’ and ‘trade liberalization’ would basically mark the end of Colombian agricultural production in some sectors, due to the expected influx of massive amounts of highly subsidized goods from the United States (Solimano, 2000).

This situation, however complicated it is by the conflict over drugs, is not unique to Colombia: many less developed countries find themselves run by competent governors but unable to forge ahead economic development due to many adverse external factors which cripple any economic progress they try to make (Smith, 2007). Thus, whilst many in the West can blame the problems of the less developed world on the lack of adequate governance, this simply is not the case on the ground in many of these less developed countries. For some of these countries, Argentina, for example, which just passed through one of the worst economic crises of recent times, due to a miscalculation of its foreign exchange system, crippling levels of external debt, which have yet to be forgiven, mean that interest payments make up the bulk of the country’s expenses, at the expense of urgent social development programs. This leads to further problems for less developed countries: as social programs are ignored and left aside, through lack of funds, the youth become more disillusioned still, making it difficult for them to be educated fully, making it difficult for them to find work, and thus making it easier for them to enter in to crime, posing far greater social problems for the country concerned (Smith, 2007). It has been suggested that this vicious circle can only be broken when the full extent of the contribution of external problems to the problems of less developed countries is acknowledged fully, and acted upon, by, for example, offering debt relief.

Thus, the problems of governance and how these relate to the problems of less developed countries is an agenda to be taken seriously, but not as an agenda in itself, but rather as a means to an end, especially bearing in mind that good governance can only come about when the populace has a certain level of social coherence (Smith, 2007). It is a rather obscure form of negative cultural relativism that assumes that less developed countries cannot ‘manage themselves’ solely because of the problems of government. People in less developed countries, especially those who have been educated abroad, are as capable than people in developed countries, in terms of formulating solutions to the present problems and implementing these solutions. The ability of the governments in developing countries to promote and manage economic development is generally not a function of the personnel involved, although factors like corruption and lack of democracy are, often, present and highly negative, but rather a complex reaction to a range of factors, both internal and external, which usually mean that whatever government is in place in a less developed country cannot fully solve the problems present in that country at any particular time, due to the magnitude of those external and internal problems: the ability to solve those problems, to allow for the promotion and sustenance, of economic development simply is not possible, especially in those countries with no industrial development to speak of (i.e., many African countries) and those countries with other problems (i.e., Colombia or Afghanistan, for example, where civil war, related to drugs, prevents true economic development) (Smith, 2007).

There is no panacea for how to achieve sustained economic development in less developed countries, due to the myriad of inter-related problems facing each and every one of these countries, and the idea that the ability of the governments, alone, is responsible for promoting and managing economic development in less developed countries is naive, to say the least. Developed countries have a responsibility to the less developed countries to offer fair aid to these countries, so that they might be allowed to govern themselves, from a level playing field, towards sustained economic development.

References
Cheema, G.S. (2005). Building democratic institutions: governance reform in developing countries. Kumarian Press.
Darga, L.A. (1997). Governance and economic development in Africa. Available http://www.unpan1.un.org/intradoc/groups/ public/documents/CAFRAD/UNPAN008715.pdf [28th October 2007].
Jreist, J.E. (2001). Governance and developing countries. Brill.
Pang, G. (2005). Efficiency of public spending in developing countries: an efficiency frontier approach. World Bank Policy Research Paper No. 3645.
Pitt, A. (2005). New forms of governance: the role of the World Bank and civil society in Argentina. Thesis, Oxford Brookes University.
Smith, B. (2007). Good governance and development. Palgrave Macmillan.
Solimano, A. (2000). Essays on Conflict, Peace, and Development: Colombia (Conflict Prevention and Post-Conflict Reconstruction). World Bank Publications.
Van de Sijpe, N. and Rayp, G. (2004). Measuring and explaining government inefficiency in developing countries. Working Paper of the University of Ghent.

Richard Schechner’s Performance Theory

This work was produced by one of our professional writers as a learning aid to help you with your studies

Discuss ways in which Richard Schechner’s ‘Performance Theory’ may be of use to contemporary practitioners. Illustrate your answer with reference to at least one dance or theatre performance which you have seen ‘live’.

The influence of Richard Schechner (b. 1934) on both theatre production and academic theory has been profound and, in some ways, revolutionary. Schechner has consistently challenged traditional practices and perspectives of theatre, performance and ritual for almost half a century. His principal contention is that drama is not merely a province of the stage, but of everyday life, and is a cross-cultural phenomenon. ‘It is important to develop and articulate theories concerning how performances a regenerated, transmitted, received and evaluated in pursuit of these goals, performance studies is insistently intercultural, inter-generic and inter-disciplinary’. (Schechner, 1995)

As with all academic studies, performance theory is founded on certain key principles, which include such terms as ‘presentation of self’, ‘restored behaviour’ and ‘expressive culture’, and incorporates social drama and ritual. His concept of performance, which contrasts sharply with previous, principally modernist, approaches to the arts, asserts the importance of different ‘systems of transformations’, which vary enormously from culture to culture, and throughout historical periods and movements.

The radical nature of performance theory is demonstrated by its all-encompassing, even holistic, approach to theatre and performance, with popular culture, folklore, and ethnic diversity incorporated into the cross-disciplinary mix. In examining the ways in which the theory can be useful to theatre practitioners, it is important to examine in more detail the main strategies it deploys, including the concept of ‘performativity’.

The word ‘performative’ was originated by J.L Austin, a linguistic philosopher, who coined the term for the first time during lectures at Harvard University in 1955. Expressions such as ‘I take this man to be my lawfully wedded husband’ are an example of an action in itself, rather than simply the description of an action. As Austin put it, ‘to say something is to do something’. (Austin, 1962)

‘Performativity’ as a concept is closely related to postmodernism. The postmodern view does not see the idea of ‘performance’ as intrinsically artistic or theatrical, but as something that pervades the fabric of the social, political and material world. It is an inalienable part of what constitutes power and knowledge. Teaching and lecturing, political speech-making and religious sermonising illustrates this characteristic of performativity.

The postmodern view of things posits a standpoint that culture has become a commodity in itself, rather than a critique of commodity. It is inseparable from the context of post-World War II Western society, where new goods and technology, and corresponding cultural developments, emerged from the rubble of post-war austerity. This shift from modernist to postmodernist thinking in the arts can be located in the 1950s, with movements such as abstract expressionism, modernist poetry and existentialism in literature and philosophy representing a high flowering of the modernist impulse. The postmodern world, originating in the 1960s, represented a blurring of distinction between high art and popular, mass-communicated mediums, formerly derided as ‘low art’.

‘Recognising, analysing, and theorising the convergence and collapse of clearly demarcated realities, hierarchies, and categories is at the heart of postmodernism. Such a convergence or collapse is a profound departure from traditional Western performance theory’. (Schechner, 2002, P. 116)

In the Schechner universe, the previously solid foundation of modernism, with clearly defined borders of reality and representation in performance, has been wrenched away, and many of the assumptions in the western artistic tradition, from Plato and Aristotle on, such as the notion that theatre reflects, imitates or represents reality, in both individual and social life. ‘Representational art of all kinds is based on the assumption that ‘art’ and ‘life’ are not only separate but of different orders of reality. Life is primary, art secondary’. (Schechner, 2002, P.116)

In Performance Studies, Schechner asserts that ‘performing onstage, performing in special social situations (public ceremonies, for example), and performing in everyday life are a continuum’. (Schechner, 2002, P. 143) His contention that each and every one of us is in some sense a ‘performer’ is difficult to dispute. Engaging in ‘real life’ is often indistinguishable from ‘role play’, and in today’s ‘surveillance societies’ of Western culture, with CCTV cameras seemingly everywhere, the scope for performance as an extension of simply being has never been wider. The evident logical development of this is the ubiquitous ‘reality TV’ show, as well as the do-it-yourself webcam and personal websites on the internet, both of which have contributed a new dimension to ‘the style of being’. 2

Pop artist Andy Warhol would surely have embraced the new media’s possibilities for exhibitionism, and reflected wryly on his own pioneering role in this phenomenon. His films of the1960s and ’70s were forerunners of reality TV, and his mantra of ’15 minutes of fame’ has never seemed more applicable.

At first glance, Schechner’s hypotheses appears to fulfil both Warhol’s philosophy and Shakespeare’s oft-quoted ‘All the world’s a stage, and all the men and women merely players’ as an approach to performance. The key concern of the drama ordnance practitioner is to place this into the context of performing a in a way beyond simply ‘being in itself’ to the portrayal of a self-contained ‘thing in itself’- an abstract presentation of a text or idea, for the purposes of entertain mentor education. (E.g. Theatre-in-education)

The actor or ‘player’ is not alone in presenting self-contained performances, with a beginning, middle and end. As Schechner observes, various figures in the public arena adopt strategies of performance and role play, such as politicians, religious leaders, and businessmen and women, conducting presentations at meetings: ‘Paid performers all seeking attention, adulation, re-election, and money’. (Schechner, 2002, P. 146) They all have their own strategies and scenarios to achieve effects, towards a specific goal, and, like the theatre/performing arts practitioner, their performances are predicated on self-consciousness.

Across this very wide spectrum of performing are varying degrees of self-consciousness and consciousness of the others with whom and for whom we play. The more self-conscious a person is the more one constructs behaviour for those watching and/or listening, the more such behaviour is performing.’ (Schechner, 2002, P.146)

The application of role playing in many contexts, from psychotherapy sessions to teacher training exercises, follows similar approaches as drama improvisation classes, albeit with different objectives, but no less in addressing the self-conscious and unconscious impulses which lie at the basis of performance. It reflects the in-built routines, rituals and conventions of everyday life, instilled from birth, and through childhood experience. The Jungian theories of archetypes and the collective unconscious would suggest that the individual’s mind is not a tabularasa (blank page) at the time of birth – the implications of which are potent with creative possibilities for the practitioner/performing artist.

The concept of ‘performing in everyday life’ is a central aspect of performativity, as envisaged by Schechner. ‘Performativity is everywhere – in daily behaviour, in the professions, on the internet and media, in the arts and in the language’. (Schechner, 2002, P. 110) It is a natural progenitor of role play and improvisation. The expression ‘showing off’ is heard frequently throughout childhood, but is equally applicable to adult behaviour. Certain jobs and professions have evolved traditional codes of conduct, some of which have emerged as specific character traits, behaviour patterns and tones of voice. These have in turn been stylised into stereotypical representations: the roles of dignified clergyman, ardent reporter, solemn court judge, et al. They usually adhere to custom, but have evolved into modes of performance.

The implication is that many individuals, going about their ‘everyday business’ are not being themselves all of the time. They are acting out roles, predetermined to the point of being programmed in some cases. ‘Performing in everyday life involves people in a wide range of activities from solo or intimate performances behind closed doors to small group activities to interacting as part of a crowd.’ (Schechner,2002, P. 175)

Schechner observes that the social codes of our daily lives are adapted to greater or lesser degrees by everyone. The unconventional or rebellious resist the rules, but only revolutionaries seek to break them to achieve permanent change – a principal equally applicable to artists. The arts, and particularly the theatre, have always made use of stereotypes and archetypes, often parodying or subverting them. Those practitioners who set out to achieve truthful performances, to ‘get under the skin’ of a character, can identify with these typical representations, as role play exercises reveal, but the underlying personality lies a layer or two deeper.

‘In the theatre the actor and the audience both know that the actor is not who she is playing. But in real life a person is simultaneously performing herself and being herself. The matter is, of course, nicely complicated because in some methods of realistic acting, actors are taught how to use their own selves to construct theatrical roles’. (Schechner, 2002, P. 177)

In approaching the role of , for example, a science teacher, and avoid a one-dimensional portrayal, an actor must discover the character as not simply a teacher, carrying out a teacher’s role, but as an individual when ‘off duty’ during times, as Schechner puts it, when ‘the performance aspect of ordinary behaviour is less obvious, but not absent’. (Schechner, 2002, P. 177) 4

The actor can draw on his/her own experience, be it of a personal kind (i.e. they may have previously been a teacher) or from memories and observations based on an actual person, or persons. (E.g. a teacher who had taught them) Naturally, this approach places more demands on the actor, enabling him/her to enact a performance of a person who is also a science teacher, rather than simply a science teacher with no identity beyond his/her teaching duties.

A-Gender, produced in 2004 by Joey Hately, artistic director of Transaction Theatre Company, was a postmodern theatre piece that adopted many of the elements of new theatre and performance theory very effectively. Ostensibly a presentation of gender politics portrayed as a personal case history, A-Gender presented the issue of transsexualism in a powerfully theatrical manner, deploying methods of performance outside the restrictions of conventional theatre.

The use of the ‘one man (or one woman) show’ format (a prototypical popular cultural form) and the ‘stand up ‘routine, interwoven with visual media (video sequences) and other performance modes, enabled the artist/performer to convey the confusion, pain and anger of person whose gender identity causes them to believe that they have been born in the wrong body, the wrong gender.

A-Gender adopted a modus operandi of style and performativity that placed it squarely in the new theatre approach. Its subject matter determined this, and evident devices to unsettle, or even alienate, the audience were adopted by Hately effectively. Some of these devices were not exclusively of postmodernist origin, having close links to the Theatre of the Absurd and Brechtian strategies of alienation, but the multi-media technique of juxtaposing live theatre with pre-filmed video sequences, was pure new theatre.

In fringe, community, and street theatre performances, the scope for applying Schechner’s performance theory is virtually limitless. The roots of street theatre are varied and eclectic, having both a primitive, ritualistic dimension, with antecedents in ancient and tribal cultures, as well as avant garde origins of performance art at the start of the 20th century (e.g. surrealism, dada, etc), culminating in the pop art, post-modern dance and ‘Happenings’ of the 1960s, a movement from which Schechner’s early work in the theatre emerged.

Street theatre performances contain some elements derived from Happenings, which Allan Kaprow outlined in The seven qualities of Happenings. (Kaprow, 1966)

There are essential differences. Street theatre is usually played out for the benefit of an audience, albeit one of a generally random nature, some of whom may become participants, but not in the same way as in Happenings – with everyone performing and no audience. One element they do share is the idea of the ‘found space’, which is crucial to ‘environmental theatre’. Kaprow stated, ‘it doesn’t make any difference how large the space is. It’s still a stage’. (Kaprow quoted in Schechner,1977) Schechner elaborated on this principle with his axiom that ‘the theatrical event can take place in a totally transformed space, or found space’. (Schechner, 1977)

Whereas traditional theatre restricts the ‘special place’ to an area (the stage) marked clearly as the space for performance, new theatre creates a space that is ‘organically defined by the action’. As in the Happening, and street theatre, space is transformed by the participants, who discover their own sets and scenery, using their surroundings, the various elements ‘found in the environment of the space, including decor, textures and acoustics.

Outdoor stage performances have adopted this principle, with many touring theatre companies using castle ruins, woodland clearings and riversides to stage Shakespeare’s Hamlet, A Midsummer Night’s Dream and The Merchant of Venice. This use of transformed space is perhaps a more conservative application of Schechner’s theory, as it retains many of the conventions of traditional theatre. The theatrical stage is simply substituted for its outdoor counterpart. Much of street theatre approaches adopt a radical use of space in the environment.

There are innumerable ways in which performance theory and new theatre are a useful alternative to traditional theatre. The application of other (visual) media has already been noted, as in the example of A-Gender. Schechner proposes others:

‘I suggest other tools, other approaches. Mathematical and transactional game analysis, model building, comparisons between theatre and related performance activities – all will prove fruitful.’ (Schechner, 1988, P. 27-28) This demands a high level of intense physical and mental rigour from the practitioner, as Schechner sees theatre as alive, experiential, organic, rather than something that merely replicates or reconstructs reality. His theory offers many practical methods for both student and practitioner to follow, in the form of both things to think about and things to do.

These are inter-disciplinary and encourage an expansionist outlook, which is cross-cultural, as well as making explorative use of the inner life of the performer. This dynamic and multi-faceted approach can be adopted by the full range of performing arts, which the theory so comprehensively reflects. For both actors and directors it creates new space and new possibilities, especially to the experimental and fringe theatre practitioner.

Brecht’s Literary Responses to Socio-political Changes

This work was produced by one of our professional writers as a learning aid to help you with your studies

Bertolt Brecht (1898-1956) was a German poet, playwright and theatre director. This project will look at the development of Brecht’s playwriting over time in response to the socio-political changes in Berlin, by evaluating Brecht’s work in the three periods of different political environments that Brecht was exposed to in Berlin.

These should reveal how historical context and political stance shaped his work. Some reference will be made to the plays mentioned, due to their content and the different times in which they were written. Academic and contemporary responses mentioned in this project were mostly acquired at the Brecht Haus archive in Berlin on 14th February 2008.

During the First World War, Brecht doubted in a school essay whether it was honourable to die for your nation and this feeling was heightened when he had to serve in the war as a medical orderly in 1918 (Rosenhaft, 1994). His first plays were written as the war ended; the working title of one of his first was Spartakus (later published as Drums of the Night), after the organisation of the German revolutionaries Luxemburg and Liebknecht.

Brecht’s radical side is clear in his early plays; he talks about the decay and corruption of the bourgeois society that he felt a part of (Meech, 1994). Yet arguably at this point in time, Brecht was “a bohemian rather than a Marxist” (Schoeps, 1992). The polarisation of the Weimar Republic and the rise of fascism that resulted in stronger political beliefs and works in the late 1920s (Fetscher, 1980). Saint Joan of the Stockyards, an allegory on the workings of the stock exchange, is an example of this (McCullough, 1994).

The Weimar Republic saw the increasing commercialisation of leisure activity with the rise of popular entertainment (cinema, sports, dance, jazz, etc) (Rosenhaft, 1994). The educated, bourgeois audience was being replaced by a broader audience. This cultural democratisation affected the role of the writer (Silberman, 1993). Some traditionalists sought new ways of asserting their elitism whilst others like Brecht began to develop a habit of production that submerged the author’s subjectivity within a collective (Meech, 1994) as seen with the adaptations of Marlowe’s Life of Edward the Second (1924) and Man Equals Man (1926).

The notion of aesthetic activity as production rather than creation, theorised by Brecht in his essay The Threepenny Lawsuit (1932) indicates this shift. Social changes have therefore directly impacted Brecht’s style of writing and theoretical concepts of theatre. Brecht was taught Marxism in the late 1920s twenties by Korsch and Benjamin, both anti-Stalinists (Esslin, 1959). Brecht supported the KPD, a mass party that to him seemed the only force capable of confronting Hitler, unlike the main Trotskyist organisation in Berlin with only 50 members (Windisch & Brandon, 2006).

He would not have had much opportunity to influence events otherwise. Brecht’s turn to Marxism changed his approach to theatre. He rejected the naturalistic style that presented the audience with a perfect illusion of reality. For productions of Drums of the Night, he suggested hanging a banner above the stage saying “Don’t Stare So Romantically!” Ironically, the need for a new form of theatre became obvious to him after his biggest financial success. The Threepenny Opera (1928) illustrated begging as an organised trade, with criminals working hand in glove with the police. But rather than shocking bourgeois audiences, the play was a huge success (Schmidt, 1992).

Audiences loved music, while Brecht’s critique of capitalism did not attract much attention. Brecht was involved in the conflicts at the end of the Weimar Republic. One month after the premiere of The Mother (1932), police ordered that the play could be recited but not played. The production of another play was stopped because Nazis were assaulting the actors (Windisch & Brandon, 2006). Brecht’s vision of a more humane society changed with the rise of fascism (Silberman, 1993).

He usually failed to represent convincingly the alternative order that could confront fascism, as seen in Fear and Misery of the Third Reich (1938), The Business Affairs of Mr. Julius Caesar (1938-39), and the Book of Changes (1935-42). As a Marxist, when the Nazis gained power, Brecht went into exile, staying close to the German border in Denmark and Finland to support the anti-fascist struggle until the war forced him to leave for the USA (1941). Until the end of WWII, Brecht’s plays rarely reached the stage.

Yet the plays written in exile are his most famous today. Brecht expressed opposition to National Socialist and Fascist movements in Galileo, Mother Courage and Her Children, The Good Person of Szechwan, The Resistible Rise of Arturo Ui, and The Caucasian Chalk Circle. Mother Courage, for example, is torn between protecting her children from the war and making a profit out of the Thirty Years War (Leach, 1994). Key themes in the play include war as business, virtue in wartime and morality.

None of those plays put simple answers to the moral questions they raise, and none of them are simple propaganda pieces. Rather, they show how the possibilities of the individual characters are limited by social conditions, and they force the viewer to think about the limits of “common sense” moral judgements (Windisch & Brandon, 2006). Brecht focused on new representation.

On the one hand, the formal reductionism of the parable plays from this period seems to function as a kind of protective shield against the impossible contradictions of reality, but on the other, the shift in subject and technique to more deliberate forms of distancing de-centres the text-audience relation by transferring the utopian imagination into the spectators themselves (Silberman, 1993). The prologue to The Caucasian Chalk Circle (1944) suggests the political and poetic utopia Brecht envisioned in his mature plays.

Brecht’s invitation to return to the GDR, enticed by offer of own theatre and company, shows that although Brecht was not a member of the Communist Party, his allegiances were sincere (Esslin, 1959). The impressive Berliner Ensemble, visited on 15th February 2008, solely for the use of Brecht’s work and directing, and his work still dominates the theatre today (fieldtrip, 2008). He spent his last years defining and reworking his ideas. Although towards the end of his life Brecht wrote few plays, some famous poems have emerged from after the Second World War (Rundell, 1980).

The Solution was Brecht’s commentary on uprising (1953) the GDR; he supported government measures taken to crush the uprising, including the use of Soviet military force, despite his concern for the protesting people as well. His allegiance to the communist regime is portrayed in The Days of the Commune, which is based on the proletariat revolution of the Paris Commune in 1871, which attempted to bring about a revolution through the working class. Brecht is often criticised for returning to the GDR (Fetscher, 1980).

In fact, exile gave Brecht first-hand experience of the ‘freedom’ of the West. He was blacklisted – out of 40 scripts he wrote, one was accepted for filming, and this was cut severely by Hollywood that Brecht withdrew it. Brecht’s commitments were leftist enough to provoke HUAC’s investigation in 1947 and the refusal of visas for travel to West Germany under US control (Kruger, 2004). Brecht also came into conflict with the Stalinist cultural bureaucracy. They forced him to make changes in several productions and even stopped two of them (Esslin, 1959).

Brecht received support for his theatre in East Germany but he expressed private reservations about SED policy, especially after the workers’ uprising on 17 June 1953 challenged the party’s claim to lead a “workers’ and peasants’ state” (Kruger, 2004). Brecht’s relation to the GDR regime remained contradictory. On the one hand, he said it would be better to have a bad socialism than to have none, he also disliked the dictatorship. When the Berlin workers uprising (1953) was repressed, he wrote a letter to the general secretary of the Communist Party in which he called for dialogue (Esslin, 1959).

Only his last sentence backing the government was published. Hi call for dialogue, I believe, had two aims. Firstly, to reinstate peace amongst the campaigning people, as it seems unlikely Brecht would have spoken publicly against the GDR regime, despite his dissatisfaction with the scenario. Secondly, because of his pro-GDR regime status and his status as a GDR icon, his words would be more trusted by both parties.

There is much argument over Brecht’s true thoughts regarding the 1953 uprising. In private, Brecht was more outspoken. In his unpublished poem The Solution, he ironically asks, “If the people had forfeited the confidence of the government, would it not be easier to dissolve the people and elect another?”

Brecht intended his theatre to be a critique of society, believing that theatre’s function was to educate, and to achieve this he created his epic theatre theory. “A play should not cause the spectator to emotionally identify with the action before him or her, but should instead provoke rational self-reflection and a critical view of the actions on the stage”. Brecht wanted audiences to use critical perspective to identify social ills and therefore effect change, having described his plays as a collective political meeting in which the audience is to participate actively (Brooker, 1994).

For this purpose, Brecht employed the use of techniques that remind spectators the play is a representation of reality and not reality itself called the alienation effect (Esslin, 1959). To achieve this, he ripped up the traditional five act structure of static drama. Inspired by Russian revolutionary theatre, he looked for ways to interrupt the main plot (Windisch & Brandon, 2006). For example, he used comments on the action directed to the audience, songs in between and projections of text with extra information.

To undermine the natural curiosity of the audience, he used an announcer to summarise the scene before it was shown. This allowed him to show that the course of events is not simply given, and therefore demands choices and active intervention. The political side of his plays became harder to ignore. A good example is The Mother, which is set during the Russian 1905 revolution, showing a mother who wants to free her Bolshevik son from jail – and how by doing so she gradually becomes convinced of Communism herself (Windisch & Brandon, 2006).

Brecht chose historical settings as another means of creating a distance between the viewer and the play. In Galileo Galilei, the struggle between the scientist and the Catholic Church served as the scene for a debate on the tensions between individual beliefs and the way our rulers try to control our thoughts (Weber, 1980).

Brecht’s has attracted immense controversy since his early theatrical successes in the 1920s, having been compared to Shakespeare (Laughton); Brecht is considered one of the great playwrights and directors of the 20th century. Over 50 years after his death, his plays – along with those of Chekhov – are the most frequently performed works (Fuegi, 1995). As Brook has emphasised: “Brecht is the key figure of our time, and all theatre work today at some point starts or returns to his statements and achievement”. But much praise for his ability and work is usually held up because of his Marxist views.

This political allegiance has annoyed some critics like Willet, who has chosen to look upon it as something unfortunate but incidental to his achievements. Bentley also expresses his disappointment: Brecht “would be a better writer if he gave up Marxism”. Others oppose his work on the grounds that it is propagandistic and lacks the subjective sentiments accessible only through a more personal theatre of individual experience. Inevitably, commentators are forced to approach Brecht by addressing not only his plays but also his writings on theatre as well as the way he directed productions.

Mostly they decide to deal with his technical expertise in isolation from his politics (Fuegi, 1995). Brecht is seen as a modern dramatist and poet worthy of careful study, and of no more particular interest except that he also happened to be political (Breuer 1992, Weber 1992). This purposeful attempt to neglect the political Brecht is frustrating because of its success in obscuring the relevance of his achievements, despite his surviving attempts by fascism to destroy its revolutionary content and undermine its significance.

Most commentators have failed to understand the rationale of the method involved. But Brecht was quite clear about what he wanted and how he proposed to get it. When he referred to Marx as “the only audience for my plays that I had come across”, Brecht was describing a primary focus that is lost on his many critics. He did not mean that only Marxists could understand his plays. Rather it was Marxists alone who could understand what he was trying to do. Brecht comprehended how controlling cultural production had become under capitalism. His response was to do something about it by creating a theatre that sought to redefine the relationship between audience and performance (Trommler, 1980).

Yet the historical illusions of modernism have become a problem of positioning oneself subjectively in a post-modern age when evaluating the subject of this study. Brecht was a communist without a party card. He could write only “on commission from the party,” their precarious status did not hinder him from criticising the policies of the party as well as praising its goals (Volker, 1987). His critiques were never simply blunt attacks, but were handled lightly with wit and satire.

However, the party officials did not appreciate his critical irony, but preferred instead the sympathetic tracts of bourgeois authors. Brecht’s communist allegiances have also led to numerous attempts by the mainstream art world to degrade his legacy – either by claiming that his plays are worthless Stalinist propaganda, or by claiming that they are worthwhile despite the politics (Windisch & Brandon, 2006).

Yet Brecht’s popularity has depended on misreading since 1928, when “The Ballad of Mack the Knife” song performed as part of The Threepenny Opera in Berlin became one of the most-recorded standards in the history of pop music. Brecht (and his composer Weill) might have wanted an art that hastens the overthrow of capitalism; instead they got covers from Darin and Sinatra (Tonkin, 2006).

Depoliticising Brecht, however, is a difficult job – he wrote plays with titles such as The Seven Deadly Sins of the Petty Bourgeoisie and Days of the Commune, and poems like The Song of the Class Enemy (Windisch & Brandon, 2006). Brecht’s period in exile was a fight against material want, persecution, betrayal, and political disappointment (Volker, 1987). The last years of his life were spent in the German Democratic Republic (GDR), because he wanted “another Germany” based on the principles of peace and socialism.

There, he was able to preserve his independence and artistic integrity. He welcomed the politicisation of art while vigorously defending his work against any state ideology (Volker, 1987). His theatre, the Berliner Ensemble, was opposed to the official GDR doctrine on art (Socialist Realism) and to the German Stanislavski tradition (naturalism) (Etkind, 1980). On principle, he rejected the use of art and theatre to conform to state requirements of taste.

Brecht’s main contribution, then, is to be found in the innovative ways he devised for examining history and making the processes of history visible as changeable ones (Trommler, 1980). Brecht’s impact is not to be found in any recipes he may have provided but rather in the possibility of his writings to enable our own creativity in thinking about historical truths and processes (Silberman, 1993).

Musical Communication Essay

This work was produced by one of our professional writers as a learning aid to help you with your studies

The nature of musical communication and the framework of thought, feeling and behaviour within which this communication takes place.

Musical communication is commonly associated with place or location; for instance a piece of music will often bring about a flood of memories recalling the place the piece was heard, perhaps the people in whose company the time listening to the piece was spent and certainly the mood of the piece. A piano recital is the cultural event we will focus on, using specific examples of piano recitals held around the world, drawing on reports about those recitals from performers and audience alike. The framework of thought, feeling and behaviour which takes place at a piano recital is different from any other cultural environment, primarily because it the most special and intimate of instruments, one which connects the player with the listener in intimate and unmediated communication, in a pure communicative act. The piano is an instrument which evokes extraordinary passion, requires considerable dedication and patience, together with skill and flair to bring about a perfect percussive performance.

There are a number of key players in a piano recital, not least the composer who communicates his art to the pianist and onwards, through the instrument, to an audience. The composer is the translator of musical ideas into a symbolic form, usually the twelve semi-tone scale on a musical stave. The standard Western musical notation is a treble clef and a bass clef. Each note can be between lines or on a line and the piece is given a time signature denoting the rhythm of the music. Other symbols signify changes in tone, pace, volume and feeling. The behaviour of the player is also communicated from the composer to the pianist using symbols, including Italianate adjectives, although with more modern piano pieces the Italianate is often replaced with words from the composers’ usual vocabulary. Examples include piano, meaning quiet and forte, meaning loud.

The nature of this communication is symbolic, or in the words of Roland Barthes, the literary critic, semiotic Barthes (Barthes 1977) views semiology as underlying all communication, an ’empire of the signs’ that extends over film and photography, music criticism and reading and writing as historically situated activities. He identifies two natures of music:

There are two musics (at least so I have always thought): the music one listens to, the music one plays. These two musics are totally different arts, each with its own history, its own sociology, its own aesthetics, its own erotic; the same composer can be minor if you listen to him, tremendous if you play him (even badly) – such as Schumann. (Barthes 1977, p. 149)

We will employ this distinction between passive and active to our discussion of the piano recital, where passive music is the music we listen to and active music is the music we play. Schumann is the composer we will focus on when discussing the cultural event that is the piano recital.

Robert Schumann was a significant figure in German musical romanticism. (Jensen 2001) Schumann specialised in writing lyrical piano music and songs, but also composed notable orchestral choral and chamber works. He literary output was motivated by his love of literature which informed his musical criticism and composition. He was forced to abandon his career as a pianist after critically damaging, with a strengthening device, a finger on his right hand. Schumann wrote piano works that were a linking of short sections, such as Kreisleriana and Carnaval. Linked together, these sections paid extreme attention to detail, forming an interlocking composition. A talented music journalist, he was editor on one of the most significant journals of his day, Die Neue Zeitschrift fur Musik. In 1840 he wrote over a hundred songs, a year that became known as his year of song, including the song cycles Dichterliebe and Liederkreise. Schumann suffered from depression and mental instability as a result of syphilis and died in an asylum.

Schumann believed that musical communication was under attack from virtuoso players who had little thought or feeling for music. His mission statement was given in his journal Die Neue Zeitschrift fur Musik, which, perhaps in spite of its name suggesting new music, promoted music proven by history – music which had withstood the test of time. His era saw the rise of piano virtuosity from players who wanted to become celebrities in their own right without recognition of whose music it was they played, going so far as to compose pieces without thought about the framework of the musical communication, preferring technical complexities over clearly communicated music. Their ignorance of the thought, feeling and behaviour of composers, said Schumann, was philistine. He thus founded the Davids bundler, or League of David, named after the biblical King David, who composed music, wrote poetry and slew the Philistines.

Barthes speaks of piano recitals as an active form of music that has declined in practice to almost extinction where the piano has been forsaken for the guitar recital:

The music one plays has disappeared; initially the province of the idle (aristocratic) class, it lapsed into an insipid social rite with the coming of the democracy of the bourgeoisie (the piano, the young lady, the drawing room, the nocturne) and then faded out altogether (who plays the piano today?). To find practical music in the West, one has now to look to another public, another repertoire, another instrument (the young generation, vocal music, the guitar). (Barthes1977, p. 149)

Barthes’ interest in the piano recital as a cultural event for a particular social grouping, the bourgeoisie, is part of his semiotic history, analysable through the distinction between active and passive:

Two roles appeared in succession, first that of the performer, the interpreter to whom the bourgeois public (though still able itself to play a little – the whole history of the piano) delegated its playing, then that of the (passive) amateur, who listens to music without being able to play (the gramophone takes the place of the piano). (Barthes 1977, p. 163)

We muster cognise that Barthes is writing from a French point of view and that his critique of the piano recital as bourgeois is not necessarily relevant to our discussion of the piano recital as an event instructive for an analysis of the nature of musical communication, although it does give some behavioural insights of the social roles of the performer and the audience at a cultural event, despite its over-politicisation of the framework within communication occurs. There is something more peculiar about Barthes’ role in the study of culture, namely that whenever a term is difficult to define, translators forget their native English tongue, as in this example, again discussing the piano:

The melody succumbed to its salon image, this being a little the ridiculous form of its class origin. Mass ‘good’ music (records, radio) has left it behind, preferring either the more pathetic orchestra (success of Mahler) or less bourgeois instruments than the piano (harpsichord, trumpet). (Barthes 1977, p. 187)

This is not biased criticism: the death of the French language is acknowledged by Barthes himself, therefore it seems right for us to acknowledge his language together with his semiotics as being nothing more than an exercise in textual ambiguity and irony. (Barthes 1977, pp. 187 – 188) The melody is not significant for the history of the piano recital and is perhaps more relevant to another form of musical communication, such as the voice, however. >From Barthes we do have one definable framework within which musical communication takes place: the political. What Barthes shows is that the nature of music is to some degree governed by the environment in which it takes place, namely the background and political situations of the participants, who in the case of the piano recital are, according to Barthes, middle class. As a descriptive fact, the piano player and the passive audience will behave according to certain middle class conventions or thought or feeling, though what such middle class behaviour might be is not discussed by Barthes, who confines himself to semiological vagueness.

How is culture to be evaluated ? According to its origin? Bourgeois. Its finality? Bourgeois again. According to dialectics? Although bourgeois, this does contain progressive elements; every one of them bourgeoisified. There are some who finally prefer to give up the problem, to dismiss all ‘culture.’ (Barthes1977, p. 211).

If piano recitals are to be dismissed as ‘culture’, then we would be obliged to reject Barthesian discourse as overly polemicized, concerned overly with the political and insufficiently with the communicative, because the music of the piano is not bourgeois. Far from it, as Schumann argued, the piano is an instrument through which thought, feeling and behaviour can be transmitted; and although Schumann was not completely apolitical, his compositions must be musical first and foremost.

Musical events such as a piano recital have a specific format. Firstly the audience is seated in front of stage upon which there is a piano. The stage marks the boundary between the active musician and the listeners, who with their programmes know the pieces that will be played, before the recital starts. Secondly, the pieces (whether they are by Schumann or another composer) are performed. Finally, the passive element joins the active element during applause, concluding the event.

Musical communication can take the form of quoting ideas from previous musical compositions in new ones. Schumann borrowed from Beethoven, Clara Wieck, and other composers. For the cultural event that is the piano recital, this is the nature of musical communication, because it is history and allows us to place Schumann, or other composers of piano music, in historical context. Continuing with the example of Robert Schumann, we can say that Schumann borrowed from Beethoven because he came afterwards. Schumann built upon the musical framework left behind by Beethoven in the piano recitals Schumann attended, so much so that he could incorporate Beethovenian thoughts, feelings and behaviour into his own compositions.

Amore prosaic framework of musical communication is the biographical context of Robert Schumann’s life. Schumann was born in 1810 and died at the age of 46, in1856. He was a major figure in German musical romanticism, amongst the leading composers of his day, whose communications are highly regarded. The descriptive term of the time was Neu-Romantisch, or Neo-Romantic, the earlier Romanticism being associated with composers of Beethoven’s period. We should not try to define the meanings of feeling, thought or behaviour within a discussion of German Romanticism. The movement is its own framework, with Schumann at its editorial front, writing for the Davids bundler.

Piano music is its own form of musical communication. The music played at a recital is not only a communication from the composer to the audience; it is also a communication of the ideas behind the music, such as in Schumann’s case from Beethoven, to the audience. An educated audience will be able to hear these audible messages. The programme notes may even identify an idea to the audience explicitly, for instance in a performance of Carnaval, where the final section is March of the Davids bundler against the Philistines. Similarly there is a quotation of a musical theme, also in Carnaval, called Papillons. (Jensen 2001, p. 83)

The mood of the piece Carnaval is quixotic, a description that may also be used of Schumann’s nature, because he loved to incorporate cryptic communication within his compositions. For instance, Schumann received the idea for the musical mottos that serve as the basis of Carnaval from the name of the home town, Asch, of a female correspondent. (Jensen 2001, p. 119) There are three combinations of Asch possible, in musical notation: S, C, H, A; AS,C, H; A, S, C, H. All but two of the twenty-one compositions that make up Carnaval use the latter two, which from the German musical system transcribe to the notes A flat, C, B, or A, E flat, C, B. Schumann decided to call the mottos Sphinxes. (Jensen 2001, p. 150) Each of the pieces comprises a musical representation of a masked ball during carnival season.

Jensen describes Schumann’s behaviour laconically and contradictorily:

It says much about Schumann’s naivete that he was convinced the sphinxes in themselves would create something of a sensation and sales of the work – as if there were widespread interest in such musical games. But for much of his life Schumann was fascinated by puzzles and ciphers, particularly if they could be applied to music. His interest in ciphers was one that was common to not a few writers andarti1sts associated with German Romanticism; Friedrich Schlegel, for example, described art as inner hieroglyphic writing. (Jensen 2001, p. 151, citing Dieckmann 1955, p. 311)

We should recognise this relationship between codified musical communication and German Romanticism. It was shared by other writers:

Schumann’s interest in cipher, number symbolism, and musical/word puzzles is frequently encountered in his writings. [] Such an approach permitted him to add both mystery and extra musical significance to his works. [] An entire section of Aesthetics is devoted to the creation of secrets and hidden identities, all for the delight of the unravelling of little knots for the reader. (Jensen 2001,pp. 152 – 153, citing Richter 1973, p. 195)

In conclusion, a framework of communication, we have shown, can be semiological, cryptic and political. Barthes’ semiological analysis of a piano recital tends towards the political, with his disdain for the bourgeois influencing his dislike of the politics of those attending piano recitals. If Schumann is played at a piano recital, there are semiological frameworks of musical communication derived from Schumann’s interest in musical code. What is certain is that the historical context for each, the composer and the cultural analyst equally, is of paramount importance Without musical communication with Beethoven, Schubert would not have composed vastly different piano pieces, not to mention the pieces he composed for other instruments; and without a French social milieu Barthes might have had more tolerance for the piano recital as an excellent cultural event through which to investigate the nature of musical communication. As an event, the piano recital will generate a flood of memories for the active player and the passive audience, whose mood will be affected by the communication of thought, feeling and behaviour of the composer and by the music. Therefore historical is probably the best discussion of the specific type of cultural event that is the piano recital, because the music is historical, as is the event, and the environment.

Differences in use of Language between Genders

This work was produced by one of our professional writers as a learning aid to help you with your studies

To what extent is language used differently and similarly by males and females?

This paper assesses the claim that language is gendered, that is to say, that there is a significant difference between the way language is used by men and women. Discussion about gendered patterns of communication frequently appear in both the popular press and in psychology literature (Basow & Rubenfeld, 2003, pp. 183-187). This paper explores both the more anecdotal discussions of the subject in the popular press, and the more sophisticated discussions in academic works. During the course of this paper, it is argued that sex is not the determinate factor influencing the use of language. Instead, the use of language is much more dependent on individual differences and personalities, the social structure, and the context in which language is being used.

However, before proceeding, it is worth exploring the term “gendered” and similar, associated terms. Gender is to some extent a performative and iterated social construct. Thus, gender is the characteristics attached to the male and female sex (Butler, 2002). This lacuna between sex and gender causes some problems when assessing whether language is gendered since much of the literature on the topic is not precise about whether what is being discussed is a difference between the two sexes (Men and Women) or a difference between the gender performances of the two genders (Male and Female). However, this paper does not have the space to discuss this complex area. Therefore, the focus of the paper is whether we can establish a claim that language is used differently by men and women. It will be concluded that such a claim cannot be proved or substantiated, and differences in language use are determined by the individual’s personality/idiosyncrasies, temporal-socio-cultural location, and the specific context/situation in which language is being used.

This paper assesses two distinct claims (“myths”) about the differences between how men and women use language. The first commonly held “myth” that shall be considered is the claim that women talk more than men. This is a commonly held “myth” within society, and one which is explored in much of the literature about language use in men and women (see: D Cameron, 2007; J Holmes, 2007, pp. 299-305; T Kornheiser, 2007, pp. 305-307). The second “myth” considered in this paper is the claim that men and women use language for different purposes/goals. Specifically, I shall examine Rossetti’s claim that: ‘the main distinction between the way boys and girls communicate is that girls generally use the language to negotiate closeness [… whereas] boys generally use language to negotiate their status in the group (competition-oriented)’ (Rossetti, 1998, pp. 1-6). I also consider Tannen’s similar and related claim that men use language to impart knowledge; whereas, women use language in a supportive role (Tannen, 2007, pp. 322-334). Specifically, Tannen argues that men play ‘a game of “Have I Won?” while … women … [play] a game of “Have I been sufficiently helpful?”‘ (Tannen, 2007, p. 326).

Korneiser provides an amusing anecdote involving his children to suggest that differences in their linguistic styles are based on differences of sex (Kornheiser, 2007, pp. 305-307). Although Kornheiser’s article is explicitly about how boys/men and girls/women respond to questions, the article implicitly demonstrates an anecdotal example of the “myth” that girls/women talk more, since Kornheiser’s daughter is depicted as far more verbose than her brother (Kornheiser, 2007, pp. 305-307). Kornheiser uses the anecdote of his more talkative daughter to suggest that this is typical of differences between how the sexes use language. More explicitly, Holmes begins her article by raising the “myth” that women talk more than men, opening with the question, ‘Do women talk more than men?’ (Holmes, 2007, p. 299). Cameron is explicit that this attitude is a widely-held belief, and argues that it is one of ‘”the myth[s] of Mars and Venus” is… [that] women talk more than men’ (Cameron, 2007).

Both Holmes and Cameron aim to show that it is a myth that women talk more than men, by reporting, in detail, a vast number of studies as evidence. They rely on quantitative data to support their argument. For instance, Holmes describes a study by James and Drakich which examined “the amount of talk” used by men and women in 63 studies; the resulting study showed that women only talked more than men in 2 of the 63 studies (Holmes, 2007, p. 300). Precisely what is meant by “amount of talk”, here, is slightly unclear – it is not explicitly stated whether the studies are discussing the total number of words used by the men and women, or whether “amount of talk” refers to the amount of time each speaker talks for. “Amount of talk” is a somewhat unclear term; however, Holmes is keen to demonstrate that detailed research has been conducted, and that this has debunked the myth that women talk more than men. In contrast, the “evidence” that women talk more than men is mostly based on anecdote and commonly accepted ideas about gender differences. Cameron uses an even more quantitative approach to back-up her argument by detailing Hyde’s “meta-analysis” statistical technique (Cameron, 2007). Cameron also shows that the author of The Female Brain (where it was claimed that women use 20,000 words a day, whilst men only use 7,000 words a day) had later accepted that the claim could not be substantiated and would be deleted from later editions (Cameron, 2007).

Tannen takes a different approach. Although Tannen does claim that there are differences between how men and women they use language, Tannen implicitly argues that it is a myth that women talk more than men, since her anecdotes suggest that women do not talk more than men. Tannen relies, primarily, on anecdotal evidence to illuminate her argument that women listen and men talk. Her point is that men have information they wish to impart; and, thus, they lecture. Men, she claims, do not listen but use language as a form of monologue to impart information, whereas women play the role of the supportive listening audience (Tannen, 2007, pp. 322-334). Tannen is not necessarily aiming to dispel the “myth” that women talk more, but this is implicit in her depiction of men as lecturers and women as the audience. In contrast to Holmes’ and Cameron’s presentation of their arguments, Tannen’s discussion primarily relies on qualitative data, in the sense that her article is based on personal anecdotes and her interactions with male and female colleagues.

Both the approaches taken by Holmes/Cameron and Tannen fail to tell the whole story about the “myth” that women talk more. Holmes and Cameron dismiss the claim by referring to quantitative data and “meta-analysis” which fails to illuminate individual differences and context, whereas Tannen relies on anecdote and qualitative data to imply that it is “myth” that women talk more. Whilst Tannen’s article provides specific incidents and explores the context, situation and status of participants, she does not provide statistical or quantitative data to demonstrate that men really do lecture and women really do play the part of a listening audience.

Whilst the evidence provided by Holmes, Cameron and Tannen seems to suggest that it is only “myth” that women talk more, this does not take into account individual personalities/differences, the socio-cultural context in which gender roles are played out or the specific situations and contexts that determine language usage. Interactions do not take place in a vacuum, but within a certain socio-cultural structure (that could still be argued is patriarchal). On this point, Macaulay makes the observation that ‘in Western industrialized societies men have more often been in positions of power over women rather than the reverse’ (Macaulay, 2007, p. 309). Macaulay makes this observation in order to show that, given such a socio-cultural structure, it is not surprising if women are sometimes found to use more deferential language (Macaulay, 2007). Within such a context, it is not surprising if men are pushed into the role of lecturer, and women into the role of listening audience. Therefore, it seems that (rather than women talking more than men) men may talk more than women if they occupy a “higher” status in society. Instead of thinking that the “amount of talk” is differentiated along gender lines, it may be more accurate to think that the “amount of talk” is differentiated along hierarchical lines.

The final section of this paper explores the second “myth” – the claim that men and women use language for different purposes/goals. Again, it shall be argued that to differentiate the way language is used along gender/sex lines is flawed and that a deeper understanding of the use of language requires consideration of individual peoples’ personalities, as well as the socio-cultural structure and the specific context/situation in which language is being used.

Rossetti argues that ‘language styles… reflect the different goals of the users’ (Rossetti, 1998). This is an innocuous claim, as it is reasonable to argue that language styles are dependent upon the goal(s) of the user. However, Rossetti argues that the different goals of the users can be differentiated along gender lines, that is to say men and women have different goals when they use language. Specifically, men use language to extend their ‘authority and respect in society; while women [use language]… to nurture existing relationships and develop new ones’ (Rossetti, 1998). Rossetti’s view of how men and women use language seems very similar to Tannen’s view (previously mentioned) where men use language to lecture, and women play the role of audience (Tannen, 2007, pp. 322-334). Basow & Rubenfeld provide a succinct summary of the supposed difference in the goals of men and women when they use language: ‘in general, women are expected to use language to enhance social connection, and men are expected to use language to enhance social dominance’ (Basow & Rubenfeld, 2003, p. 183). Thus, it seems that the two claims are linked. Men use language to enhance social dominance, and those who have social dominance are able to occupy more of the “amount of talk” time.

However, differentiation of language usage along sex binaries fails when we step away from quantitative analysis, and consider specific and unique contexts and situations. Generalizations based on quantitative analysis obscure individual differences between people by focusing on sex and analyzing sex as the determinate factor. Thus, Cameron succinctly argues that ‘focusing on the differences between men and women while ignoring differences within them is extremely misleading’ (Cameron, 2007). To argue that a specific goal is pursued when using language which is determined by the sex of the speaker does seem to ignore the differences within a sex, and between individuals. Thus, an argument that one’s purposes and goals when using language are determined by sex is a very blunt and unrealistic explanation for differences in language usage in a complex world in which there is a wide variety and difference within a sex, as well as between the sexes.

A feminist analysis might suggest that it is not so much the case that men and women have different goals when they use language; rather, differences are due to perceived gender roles that become re-iterated and played out, for instance the role assigned to women which often sees them ‘provid[ing] a silent, decorative background in many social contexts’ (Holmes, 2007, p. 304). Thus, if ‘female loquacity is generally combined with disapproval of it’ (Cameron, 2007), a socio-cultural structure develops in which men have a dominant hierarchical place within it. From this position, it is plausible that society may develop a false belief that women talk more than men. A feminist analysis suggests that ‘people overestimate how much women talk because they think that, ideally, women would not talk at all’ (Cameron, 2007). Thus, given the overestimation of how much women talk, the belief comes to exist that women talk more than men.

However, this analysis reverts to the original argument that differences in language usage (whether it is the amount of words spoken, or the goal/purpose of language), cannot be differentiated along simple gender lines. It is necessary to take account of the individuals using language, and therefore the differences within a sex, as well as the socio-cultural structure in which language is used, as well as the specific situation/context of a particular utterance. Holmes argues that ‘many different factors including the social context in which the talk is taking place, the kind of talk involved and the relative social confidence of the speakers, which is affected by such things as their social roles… and their familiarity with the topic’ (Holmes, 2007, p. 304) are all involved in the way language is used. Thus, sex/gender is only one factor that influences how language is used, and it would be difficult to substantiate a claim that sex is the most important factor when considering how language is being used in a specific context.

References

Basow, S. & Rubenfeld, K. (2003) “‘Troubles Talk’: Effects of Gender and Gender-Typing”, Sex Roles, 48(3/4), 183-187.

Butler, J. (2002). Gender trouble. New York: Routledge.

Cameron, D. (2007, October 1). “What language barrier?”, The Guardian. Retrieved October 2, 2015.

Holmes, J. (2007) “Women Talk Too Much” in Exploring Language (11th edition) (ed. G. Goshgarian). New York: Pearson/Longman, 209-305.

Kornheiser, T. (2007) “No Detail is Too Small for Girls Answering a Simple Question” in Exploring Language (11th edition) (ed. Gary Goshgarian). New York: Pearson/Longman, 305-307.

Macaulay, R. (2007) “Sex Differences” in Exploring Language (11th edition) (ed. Gary Goshgarian). New York: Pearson/Longman, 305-322.

Rossetti, P. (1998). Gender differences in e-mail communication. The Internet TESL Journal, 4(7), 1-6.

Tannen, D. (2007) “‘I’ll Explain It to You’: Lecturing and Listening” in Exploring Language (11th edition) (ed. Gary Goshgarian). New York: Pearson/Longman, 332-334.

Barthes’ The Death of the Author in relation to Social Media

This work was produced by one of our professional writers as a learning aid to help you with your studies

Discuss Barthes’ essay with reference to social media

In his seminal essay ‘The Death of the Author’, Barthes (1977) challenged the world of orthodox literary criticism by claiming that its obsession with distilling the truth of an author’s intentions from his works is futile. The act of writing is ‘the destruction of every voice, of every point of origin’ (Barthes, 1977, p. 142). The author’s aims and motives are obscured by the duplicity of language: not only is language inadequate to express the author’s inner world, but language also skews the reader’s interpretation of the work. Language is a complex network of cultural codes and associations over which the author has no control.

Yet, the notion of authorship is not confined to literature. In this essay, I shall be examining how Barthes’ ideas apply to Facebook, a social media website. Here, users create Facebook ‘pages’, which are in effect mini-autobiographies that they update with news, photos, biographical details etc. Users are also able to make ‘friends’, i.e. to subscribe for updates from other users’ pages, and to comment on these updates. Facebook is then a vast network of individuals who are both authors of their own pages and readers cum critics of their friends’ pages. Moreover, not only is communication between author and reader mediated via language, it is also restricted by the Facebook software, which as shall be seen, permits only certain kinds of expression on the part of the author.

This essay is structured as follows. Firstly, I will review Barthes’ essay in more depth, emphasizing the issues relevant to my study. Secondly, I will consider how Facebook mediates between author and reader, providing a cultural template through which an individual’s biography is filtered. Finally, I will consider how Facebook alienates users in the manner envisaged by Barthes in his essay.

According to Barthes, it is the identity of the author that is paramount for the literary critic: the work is ‘tyrannically centred on the author, his person, his life, his tastes, his passions’ (Barthes, 1977, p. 143). The responsibility for meaning, for the “truth” of the work, as well as its success or failure, is placed squarely on the author’s shoulders. The work of literary criticism is to enlighten the readership as to the author’s motives by invoking their personal biography: Van Gogh’s genius is attributed to his madness, Tchaikovsky’s to his alcoholism and Baudelaire’s to his ‘failure’ (ib.) as a man.

Yet, Barthes maintained that the medium of language interferes with the process of writing, such that an author necessarily relinquishes control over the manner in which his work is interpreted. Influenced by contemporary advances in linguistics, Barthes claimed that ‘language knows a “subject” not a “person”‘ (Barthes, 1977, p. 145). The “subject”, or author, of the work is not an individual. In other words, the author as individual with a biography, emotions and intentions is invisible to the reader. Rather, they see the subject, an empty construct, an abstraction formed by the words on the page. This subject is ’empty outside the enunciation which defines it’ (ib.): it is the work that calls the subject into being and the subject is entirely dependent on the work. The author’s true identity has been hollowed out due to the alienating effects of language and has been replaced by the subject, a mere place-marker holding language together.

Language, argues Barthes, has this alienating effect since a text is nothing more than a ’tissue of quotations drawn from the innumerable centres of culture’ (Barthes, 1977, p. 146). An author’s words, and the manner in which he utilizes them, are not the author’s own but are drawn from a huge cultural reservoir of previous texts. A phrase elicits a culturally determined meaning, provoking a myriad of contextual associations giving the text a life of its own, constantly displacing its meaning even further from the author’s intentions. Attempting to pin down meaning is futile since no text was ever written in a vacuum; the cultural landscape has no origin, no founding text that would guarantee all meaning. Rather, the origin is language itself, which ‘ceaselessly calls into question all origins’ (Barthes, 1977, p. 146).

The author is then doubly deceived by language. Firstly, language does not belong to the author. It is an alien presence that inhabits him and that enforces a culturally dependent mode of expression. The author can never perfectly capture his inner experience through language, as there is always some part of that experience that evades capture through words. Rather, he evokes the subject, his avatar, as seen through the lens of language. The author’s true identity, if indeed there is a “truth” of his existence, will always elude the reader and in fact, himself.

Secondly, the reader also has this alienating relationship with language. The “meaning” of a text, as supposed by the reader, is coloured by their cultural context. The author, in allowing his work to be read, relinquishes control over how it is received by his audience. They will draw their own conclusions, make their own associations and interpretations which depend on the ‘immense dictionary’ (Barthes, 1977, p. 147) of cultural references that they have at their disposal. Thus, the reader imagines the author as a subject, a construct of their own conception of language. This subject differs not only from reader to reader, but temporally, being reconstructed every time a particular reader approaches the same text.

Any attempt to attribute a work’s success or failure to a particular author is fruitless. When a critic examines and re-examines a text, they are merely reconstructing their own conception of the author as subject, which can never coincide with the author’s conception, let alone his true identity. Asking an author to explain a text merely creates another text with another subject, and the game begins again. The author is effectively powerless—responsibility for a text’s interpretation is passed to the reader. There is no ultimate meaning: ‘In the multiplicity of writing everything is to be disentangled, nothing deciphered’ (Barthes, 1977, p. 148).

Yet the effects of language are not disproportionately visited upon the author. According to Barthes, language’s alienating effects apply equally to the reader. The reader is ‘without history, biography, psychology’ (Barthes, 1977, p. 148), an impersonal ‘destination’ (ib.) for the author’s work. The reader’s role is to hold the text together, to create a unity from the cultural codes that make up the text. In other words, the author’s relationship with the reader cannot be personal: they can make no assumptions about the reader’s identity because the reader, in the process of reading, is also an abstraction evoked by the text. By symmetry, both author and reader, as represented by the text, are subjects.

Barthes’ textual examples in ‘Death of the Author’ (1977) are not limited to literary texts: as mentioned previously he uses the music of Tchaikovsky and the work of Van Gogh as illustrations of his thesis. Indeed, Barthes never limited his analysis to so-called high culture: in his book ‘Mythologies’ (Barthes, 1972) he deconstructs the cultural meanings of, for example, advertisements and films. Facebook is therefore an entirely appropriate medium for a Barthesian analysis. First, however, I will examine what is meant by a text in Facebook, and nature of the cultural codes peculiar to it.

Facebook can be viewed as a form of relational biography (Richardson & Hessey, 2009). Users update their biographies by adding essentially static information (date of birth, education etc.) as well as time-dependent data about their feelings, social commitments etc. This data can be annotated by other users in the form of comments. The user in essence constructs a “timeline” which amounts to a somewhat haphazard diary of their inner life and social relations. This timeline can be read by the user and, within certain restrictions, the user’s friends. It therefore amounts to a text, from which an interpretation of the author-as-subject is constructed in the reader’s mind.

Facebook updates can take written form, which is subject to the constraints of language and alienating to both author and reader as demonstrated earlier. Yet, the architecture of Facebook is such that further restrictions are imposed on the author. One example of this is the “like” button. A user demonstrates his or her preferences by “liking” other users’ comments or updates. Yet, this restricts the user’s reaction to mere approval. This has led some users to call for a “dislike” button, or a range of options to indicate, for example, humour or sadness (Guynn, 2015) in response to an update. Such an innovation would, however, still place a limit on the user’s reaction. Facebook texts are therefore subject to a far more restrictive cultural template than literary texts. The Facebook user-author is potentially alienated as a subject to a greater extent than the author of a literary text.

However, such alienation appears to be exactly what users of Facebook want. Das and Kramer (2013) note that a large proportion of users (over 70%) practice self-censorship. That is, they manipulate both the data they post to Facebook and their reactions to other user’s activities, in an attempt to create an idealized autobiography. They might attempt to post only positive updates in order to seem optimistic, or they might “like” other user’s posts in order to appear friendly. In Barthesian terms, they are manipulating the “language” of Facebook in an attempt to manifest themselves as an ideal subject. The Facebook author is not only dead, but the cause of death appears to be suicide.

Unfortunately, as Barthes predicts, such an exercise is futile. The restrictive cultural code inscribed in the apparatus of Facebook leads to far greater opportunity for the reader to misunderstand the user-author. Such misunderstandings can lead to “flame wars”—heated comment exchanges between users—or in extreme cases “unfriending” (the revoking of the right of another user to read one’s Facebook page). This had led to the publication of numerous books on Facebook etiquette that document the possible ways in which such misunderstandings occur and provide tips on how to avoid these situations (see e.g. Awl (2011)). However, such rules of etiquette serve only to narrow the options a user has for self-expression, leading to further alienation.

These cases serve to illustrate Barthes’ claim that the reader is ‘without history, biography, psychology’ (Barthes, 1977, p. 148), an abstract concept emptied of intention and affect. When a user-author makes an update on Facebook, they make certain assumptions about the reader and how they will react, and tailor the update to such a reader. Yet, these assumptions are not necessarily transmitted to the readership, each of whom infers their own reader-subject from the text. An example is the relationship status: a user can define themselves as “single”, “married”, in a “complicated” relationship etc., and a complex etiquette has arisen to prevent misunderstandings of this status (Suddath, 2009). For example, the author might set their relationship status to “complicated” and assume readers will interpret this as “difficult” and view it fairly neutrally. However, the author’s partner might interpret it in an entirely different fashion—as an open relationship, perhaps—and have a negative reaction. The author and their partner each invest the reader of the text with a different identity: the reader-subject of the text is an abstract concept, given flesh by the individual reactions of the text’s consumers.

In conclusion, I have examined the phenomenon of Facebook from the perspective of Barthes’ essay, ‘The Death of the Author’ (1977). I have argued, not only that the Facebook author is dead in the sense that their identity cannot be inferred from their text, but that Facebook architecture and the self-censorship of its participants lead to a greater alienation of the author from their text than that achieved in a purely literary context. Moreover, I have demonstrated that this alienation applies both to the author and the reader of the text. Not only is the censorship practised by user-authors with the aim of creating an idealized self-image counterproductive, but the message the user-readers receive about their identity is equally alienating. Since Facebook authors are at the same time readers, this leads to a double alienation that Barthes had not anticipated when he wrote his essay.

Bibliography

Awl, D. (2011). Facebook Me! A Guide to Socializing, Sharing, and Promoting on Facebook. Berkeley, CA: Peachpit Press.

Barry, D. (2012). How To Facebook – The No Nonsense Guide To Using Facebook. UK: KernowWeb.

Barthes, R. (1972). Mythologies. New York: The Noonday Press.

Barthes, R. (1977). The Death of the Author. In R. Barthes, Image, Music, Text (pp. 142-148). London: Fontana Press.

Das, S., & Kramer, A. (2013). Self-Censorship on Facebook. San Diego: Association for the Advancement of Artificial Intelligence.

Guynn, J. (2015). USA Today. Retrieved October 19, 2015, from http://www.usatoday.com/story/tech/2015/10/08/facebook-reactions-emotions-like-button-dislike/73574704/

Richardson, K., & Hessey, S. (2009). Archiving the self? Facebook as biography of social and relational memory. Journal of Information, Communication and Ethics in Society, 7(1), 25-38.

Suddath, C. (2009). Your Facebook Relationship Status: It’s Complicated. Retrieved October 19, 2015, from Time: http://content.time.com/time/business/article/0,8599,1895694,00.html

Relevance and Reliability of Eyewitness Testimony in Court

This work was produced by one of our professional writers as a learning aid to help you with your studies

When individuals either witness or are a victim of crime they may be required to give evidence in court. This can involve recounting events that took place or identifying a suspect from an identity parade. Evidence presented in a trial contributes to a judge or jury deciding whether an individual is innocent or guilty and if the information provided by the eyewitness is incorrect then innocent people may be found guilty or guilty people may go free (Loftus, 1986). With DNA testing, many individuals initially identified by eyewitnesses as being the perpetrator have subsequently been found to be innocent (Wells and Olson, 2003). Therefore, it is important that eyewitness testimony presented in court is accurate. The following essay will present research that has investigated why eyewitness testimony can be inaccurate and may consequently not be relevant in a court case. The essay will also consider whether children are accurate and reliable eye witnesses.

Reconstructive Memory and Schemas

When individuals observe an unusual event, such as a crime, their memory is often affected by their mental schemata, which involves prior knowledge and factors such as cultural background and values, and not solely information from the event. If there are gaps in people’s understanding of an incident they can reconstruct their memories so that they can make sense of them. The notion of reconstructive memory was proposed by Bartlett (1932, cited in Toglia, 2007, pp.240-241). Witnesses’ memories may be influenced by events that occur after the crime, for example, information from news reports in the media or other witnesses talking immediately after the event about what they saw or heard. This is relevant in particular to witnesses who observe one part of an event who then incorporate such information to elaborate and reconstruct their own memories. Toglia (2007) states that this is known as the misinformation effect and also source misattribution, which occurs when witnesses are unable to remember where the information originated from and they are then seen as being unreliable and not relevant to the court procedure.

In their 1974 study, Loftus and Palmer found that the wording of questions affected the recall of witness. Participants watched a film of a car accident and were then asked to write a brief summary of what they had seen. They were then were asked questions about the accident using different verbs to describe the accident such as, ‘how fast were the cars going when they smashed/hit/bumped each other?’ (Loftus and Palmer, 1974, p.586). The different words implied that the car was travelling at different speeds with some words implying a faster speed than other words. It was found that there was a 9 mile per hour difference between the slowest and fasted estimated speeds of the cars made by the participants. One week later, the participants returned and were asked further questions including ‘did you see any broken glass’ and, depending on the verb used in the original question, the faster the car was perceived to be travelling, the more participants reported seeing broken glass, even though there was no glass in the film (Loftus and Palmer, 1974, p.587). The study supports Bartlett and the way in which witnesses can reconstruct their memories with their previous knowledge. In a similar study, Loftus and Zanni (1975) reported that more participants said they had seen the broken headlight, rather than participants who were asked if they had seen a broken headlight, even there was no broken headlight in the film. However, both studies were undertaken in a laboratory environment and involved participants watching films, therefore it may not be possible to generalise the findings to the way witnesses respond when witnessing real-life accidents. The studies show the importance of the way in which language can alter perceptions or memories of an event. This has been addressed by introducing a cognitive interview technique which Fisher, Geiselman and Raymond (1987) suggest avoids influencing the answers given by witnesses.

If a car was travelling fast and was involved in an accident, it would be expected that there would be glass or a broken headlight, even though the witnesses (participants) did not see any in the film scenario. Individuals use their schemas to explain what happens in certain situations for example, how a burglar behaves or what type of objects would be present in a specific context, for example, the layout inside a bank or restaurant. Therefore, if something unusual is seen Loftus, Loftus and Messo (1987) argue that a witness will pay more attention to the unusual object. This has been found to be the case for crimes where weapons are involved. Participants in the Loftus et al. study were shown a series of slides of a crime in a fast-food restaurant where a customer either pointed a gun or a cheque at the cashier. It was found that there were more eye fixations on the gun than the cheque. In a second study, it was found that participant’s memory for events was poorer in the weapon scenario than in the cheque condition which according to Loftus et al. (1987) emphasises the focus on weapons.

The Effect of Stress on Witnesses.

Observing a weapon in a crime may cause a witness considerable stress and this may have an effect on their ability to accurately remember details. This has been demonstrated by Clifford and Scott (1978) in a study that involved participants watching a film of a violent attack and a control group that watched a less violent version of the film. It was found that participants who watched the violent film remember fewer details than the control group. As the study was conducted in a laboratory, it is possible that the stress experienced by witnesses to violent events is greater in real-life crime and therefore, suggests that accurate recall may be impaired. A review of the literature undertaken by Deffenbacher, Bornstein, Penrod and McGorty (2004) undertook a review of studies that investigated the effects of stress on eye witnesses and found support for the negative effects of stress on accurate recall. Stress was notably higher, for example, if suspect was present in a line-up in comparison to the suspect being absent. A number of studies have attempted to induce stress-related scenarios to study the effects on participants as witnesses, although it could be suggested that this is unethical as it may cause the participants psychological harm. However, in a study with real-life witnesses who had been present during a robbery at gun shop where the perpetrator was shot dead, Yuille and Cutshall (1986) argue that stress may not have an adverse effect on memory and eyewitness testimony. The witness in the gun shop event had very accurate and clear memories of the event, which endured over a period of 5 months.

Intergroup Bias

Another factor that may influence the accurate memory of a crime in intergroup bias. Lindholm and Christianson (1998) found that the eyewitness testimony of Swedish students taking part in a mock crime scenario involving an armed robbery was influenced by whether the perpetrator was Swedish (in-group perpetrator) or an immigrant (out-group perpetrator). The participants in the study were both immigrant and Swedish students and when both groups were shown the film and asked to identify the perpetrator in a line-up afterwards the majority incorrectly identified an innocent immigrant. Both groups of participants typically identified an innocent perpetrator who was ethnically dissimilar more often than an innocent Swede. The study appears to show that witnesses can be influenced by biases and expectations regarding the type of person who is more likely to commit a certain type of crime. However, because the study involves a mock crime scenario it lacks the emotional aspects of a real crime and witnesses may not have the same biases they demonstrate in a laboratory task.

Loftus (1986) reports that in cross-racial identification by eyewitness, individuals are less accurate at identifying a member of a different ethnic group or culture than identifying features of a person’s own race. Such findings would appear to be particularly relevant in contemporary, multi-racial society in the UK, and other countries. Alderson (2010) reports that the majority of men held for violent and sexual crimes in inner city London between 2009 and 2010 were black, however, black men have also been found to constitute the greatest number of victims of crime (e.g. 29% male victims of gun crimes, 24% of knife crimes). This can lead to the stereotyping of certain groups such as black men being responsible for violent actions in comparison to white men as found by Duncan (1976).

Children as Eye-Witnesses

There have been some concerns expressed regarding the relevance and reliability of children as witnesses. There may also be concerns about older people as West and Stone (2013) for example, report that young adults are more accurate in their recall as witnesses than older adults. Children who appear as witnesses in a court case may have been exposed to very stressful events such as sexual or physical abuse, which would be unethical to replicate in laboratory conditions. According to Bidrose and Goodman (2000), childhood sexual abuse is additionally accompanied by feelings of shame as well as a lack of emotional support because of the secrecy that surrounds such events. In a study undertaken by Bidrose and Goodman, they investigated the testimony given by four female children aged between 8 and 15 years, in a sexual abuse case in New Zealand and also assessed the level of support regarding the allegations. The findings showed that there was a high degree of support for the children’s allegations which was matched to audiotapes and photos of the abuse (Bidrose and Goodman, 2000). The real-life study indicates that children’s testimony can be highly accurate although the children in the study were older and younger children may not be able to articulate what happened to them in cases of abuse.

Krahenbuhl, Blades and Eiser (2009) conducted a study with 156 children aged between 4 and 9 years to investigate the effects of repeating questions several times in an interview situation as a witness. The children watched a staged event and were asked eight open-ended questions, each of which was repeated 4 times. Some questions could be answered from watching the scenario although others could not, and it was expected that the children would say that they did not know the answer. The children returned again after one week. It was found that for over 25% of children there was a decline in accuracy which was greatest after the first repetition of questions. There was little change with the questions that could be answered but considerable decline in accuracy with those questions with no accurate answers. Krahenbuhl et al. (2009) concluded that if there is considerable repetition of questions with child witnesses, the accuracy of responses changes significantly and that if children cannot answer a question, they are more likely to fabricate answers with repeated questioning.

Conclusion

The evidence presented indicates that there are a number of problems around the issue of eyewitness testimony although it would appear that research has attempted to address some of the problems. This means that eyewitness testimony should be considered a valuable and relevant part of court procedure. Avoiding leading questions (Loftus and Palmer, 1974) and the introduction of the cognitive interview technique (Fisher et al. 1987) have helped to contribute to the more accurate recall of witnesses. Some problems are less easy to address, such as the stress experienced at a crime scene which may negatively affect recall although, Yuille and Cutshall (1986) have argued that in real-life witnesses are able to recall stressful events accurately. Similarly, intergroup biases are difficult issues to address in particular the perceptions of black people and their relationship with crime. Children as witnesses has a more positive outcome as their recall has been shown to be accurate (Bidrose and Goodman, 2000). A further problem is that of the methodology used when researching eyewitness testimony which is predominately undertaken in a laboratory and may not be generalisable to real-life situations.

References

Alderson, A. (2010). Violent inner-city crime, the figures, and a question of race. The Telegraph Newspaper, Retrieved on 5/10/2015 from; http://www.telegraph.co.uk/news/uknews/crime/7856787/Violent-inner-city-crime-the-figures-and-a-question-of-race.html.

Bidrose, S. and Goodman, G.S. (2000). Testimony and evidence: A scientific case study of memory for child sexual abuse. Applied Cognitive Psychology, 14, 197-213.

Clifford, B.R. and Scott, J. (1978). Individual and situational factors in eyewitness memory. Journal of Applied Psychology, 63, 352-359.

Deffenbacher, K.A., Bornstein, B.H., Penrod, S.D. and McGorty, E.K. (2004). A meta-analytic review of the effects of high stress on eyewitness memory. Law and Human Behavior, 28(6), 687-706.

Duncan, S.L. (1976). Differential social perception and attribution of intergroup violence: testing the lower limits of stereotyping of blacks. Journal of Personality and Social Psychology, 34, 590-598.

Fisher, R.P., Geiselman, R.E. and Raymond, D.S. (1987). Critical analysis of police interviewing techniques. Journal of Police Science and Administration, 15, 177-185.

Krahenbuhl S.J., Blades, M. and Eiser, C. (2009). The effects of repeated questioning on children’s accuracy and consistency in eyewitness testimony. Legal and Criminological Psychology, 14(2), 263-278.

Linholm, T. and Christianson, S.A. (1998). Intergroup biases and eyewitness testimony. Journal of Social Psychology, 138(6), 710-723.

Loftus, E.F. and Palmer, J.C. (1974). Reconstruction of automobile destruction: An example of the interaction between language and memory. Journal of Verbal Learning and Verbal Behavior, 13, 585-589.

Loftus, E.F. (1986). Experimental psychologist as advocate or impartial educator. Law and Human Behavior, 10(1/2), 63-78.

Loftus, E.F. and Zanni, G. (1975). Eyewitness testimony: The influence of the wording of a question. Bulletin of the Psychonomic Society, 5, 86-88.

Loftus, E.F., Loftus, G.R. and Messo, J. (1987). Some facts about weapon focus. Law and Human Behavior, 11, 55-62

Toglia, M.P. (2007). Handbook of Eyewitness Psychology. Lawrence Erlbaum Associates.

Wells, G.L. and Olson, E.A. (2003). Eyewitness testimony. Annual Review of Psychology, 54, 277-295.

West, R.L. and Stone, K.R. (2013). Age differences in eyewitness memory for a realistic event. Journals of Gerontology, Series B, 69(3), 338- 347.

Yuille, J.C. and Cutshall, J.L. (1986). A case study of eyewitness memory of a crime. Journal of Applied Psychology, 71, 291-301.